SEC-registered wealth management firm Broker-dealer affiliated
Capital Group Private Client Services, Inc.
As of its Form ADV filed September 25, 2026, Capital Group Private Client Services, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Los Angeles, California, reported $48.4 billion in regulatory assets under management across 14,334 accounts, ranking #4 among all wealth firms in California by assets.
Registration
- Main office
- Los Angeles, CA
- Registration
- SEC-registered, Approved
- CRD number
- 312837
- SEC file number
- 801-121267
- Registered since
- May 20, 2021
- Latest Form ADV filing
- September 25, 2026
- Organized as
- Corporation
- Fiscal year ends
- June
- Other offices
- 6
Key figures
- Regulatory assets under management
- $48.4 billion
- Discretionary
- $43.5 billion (89.9%)
- Non-discretionary
- $4.9 billion
- Accounts
- 14,334 (6,120 discretionary)
- Clients
- 9,843, approximate as reported
- Employees
- 201
- Advisory staff
- 107 performing investment advisory functions
- Average account
- $3.4 million
- Asset growth, 1 year
- 26.2% (from $38.3 billion a year earlier)
- Asset growth, 3-year annual rate
- 12.5% (from $34.0 billion three years earlier)
- Asset growth, 5-year annual rate
- 6.1% (from $35.9 billion five years earlier)
- Client growth, 1 year
- 23.5% (from 7,967)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $35.9 billion |
| October 3, 2022 | $30.9 billion |
| October 5, 2023 | $34.0 billion |
| October 1, 2024 | $38.3 billion |
| September 2, 2025 | $38.3 billion |
| October 2, 2026 | $48.4 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 8,803 clients | $36.5 billion | |
| Charitable organizations 713 clients | $7.3 billion | |
| Corporations or other businesses 274 clients | $4.4 billion | |
| Pooled investment vehicles 1 client | $124.2 million | |
| Pension and profit sharing plans 52 clients | $117.7 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Commodity pool operator or commodity trading advisor
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Commodity pool operator or commodity trading advisor
- Banking or thrift institution
- Trust company
- Insurance company or agency
- Sponsor, general partner or managing member of pooled investment vehicles
Advises 1 private fund (Item 7.B).
Custody (Item 9)
The firm reported custody of client cash or securities, $4.7 billion in total.
Investment adviser representatives
- IARs registered with the firm
- 105
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 107
Designations held by the firm's IARs: CFP 20, CFA 12, ChFC 1.
Between 104 and 105 of the firm's 105 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in California
| Firm | City | RAUM |
|---|---|---|
| Ieq Capital, LLC | Foster City | $56.8 billion |
| Beacon Pointe Advisors, LLC | Newport Beach | $54.9 billion |
| Wealthfront Advisers LLC | Palo Alto | $47.7 billion |
| EP Wealth Advisors | Torrance | $45.1 billion |
| Lido | Los Angeles | $42.5 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Capital Group Private Client Services, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.capitalgroup.com
- Wealth management firms in California
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.