SEC-registered wealth management firm Broker-dealer affiliated
Bok Financial Advisors
As of its Form ADV filed March 31, 2026, Bok Financial Advisors, an SEC-registered, broker-dealer affiliated wealth management firm in Tulsa, Oklahoma, reported $1.1 billion in regulatory assets under management across 3,330 accounts, ranking #8 among all wealth firms in Oklahoma by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 17530
- SEC file number
- 801-53600
- Registered since
- January 28, 1997
- Latest Form ADV filing
- March 31, 2026
- Legal name
- BOK FINANCIAL SECURITIES, INC.
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 114
Key figures
- Regulatory assets under management
- $1.1 billion
- Discretionary
- $519.9 million (49.1%)
- Non-discretionary
- $538.1 million
- Accounts
- 3,330 (2,596 discretionary)
- Clients
- 3,334, approximate as reported
- Employees
- 165
- Advisory staff
- 142 performing investment advisory functions
- Average account
- $317,724
- Asset growth, 1 year
- 26.6% (from $835.6 million a year earlier)
- Asset growth, 3-year annual rate
- 12.7% (from $739.3 million three years earlier)
- Asset growth, 5-year annual rate
- 3.0% (from $912.8 million five years earlier)
- Client growth, 1 year
- 4.9% (from 3,179)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $42.7 million |
| October 3, 2011 | $74.2 million |
| October 1, 2012 | $160.1 million |
| October 1, 2013 | $198.4 million |
| October 1, 2014 | $278.7 million |
| October 1, 2015 | $427.4 million |
| October 3, 2016 | $568.3 million |
| October 2, 2017 | $648.0 million |
| October 1, 2018 | $622.9 million |
| October 1, 2019 | $754.0 million |
| October 1, 2020 | $755.3 million |
| October 4, 2021 | $912.8 million |
| October 3, 2022 | $959.8 million |
| October 5, 2023 | $739.3 million |
| October 1, 2024 | $737.6 million |
| September 2, 2025 | $835.6 million |
| October 2, 2026 | $1.1 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 2,914 clients | $587.8 million | |
| High net worth individuals 349 clients | $420.5 million | |
| Corporations or other businesses 29 clients | $44.4 million | |
| Charitable organizations 5 clients | $5.3 million | |
| Other 37 clients | $5,515 | |
| Banking or thrift institutions fewer than 5 clients | $0 | |
| Pension and profit sharing plans fewer than 5 clients | $0 | |
| State or municipal government entities fewer than 5 clients | $0 | |
| Other investment advisers fewer than 5 clients | $0 | |
| Insurance companies fewer than 5 clients | $0 | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars or workshops
- Other
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
- Registered municipal advisor
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Municipal advisor
- Banking or thrift institution
- Insurance company or agency
- Sponsor, general partner or managing member of pooled investment vehicles
Custody (Item 9)
The firm reported custody of client cash or securities, $438.2 million in total.
Investment adviser representatives
- IARs registered with the firm
- 139
- Also registered through a broker-dealer
- 137
- Employees who are IARs (Form ADV 5.B(3))
- 142
Designations held by the firm's IARs: CFP 8, ChFC 3, CFA 2.
Between 99 and 105 of the firm's 139 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 5 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Oklahoma
| Firm | City | RAUM |
|---|---|---|
| Allegiant Wealth Advisors, LLC | Tulsa | $1.2 billion |
| Fourpath Capital Management, LLC | Oklahoma City | $1.1 billion |
| The Advisory Resource Group, LLC | Tulsa | $926.6 million |
| Warburton Capital Management, LLC | Tulsa | $786.6 million |
| Cadent Capital Advisors, LLC | Tulsa | $785.8 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Bok Financial Advisors on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: securities.bokfinancial.com
- Wealth management firms in Oklahoma
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.