State market data

Wealth management firms in Oklahoma

As of October 2, 2026, 171 wealth management firms, including broker-dealer firms, based in Oklahoma reported $31.8 billion in regulatory assets under management; the largest by assets was Tom Johnson Investment Management, LLC, with $1.6 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Wealth management firms: 171
SEC-registered: 66
State-registered: 105
Regulatory assets under management: $31.8 billion
Client accounts: 96,164
Median firm size: $66.1 million
Of which broker-dealer affiliated: 6, with $2.6 billion

Oklahoma requires IAR continuing education, in effect since 2023. Status from NASAA's IAR CE map, checked October 5, 2026. IAR CE in Oklahoma.

Top firms in Oklahoma

Largest wealth firms by assets under management, including broker-dealer firms

Largest wealth firms by assets under management, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	RAUM
1	Tom Johnson Investment Management, LLC	Oklahoma City	$1.6 billion
2	Trinity Strategic Wealth	Tulsa	$1.5 billion
3	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	$1.5 billion
4	Forge Financial	Edmond	$1.5 billion
5	Gibraltar Capital Management, Inc.	Tulsa	$1.3 billion
6	Allegiant Wealth Advisors, LLC	Tulsa	$1.2 billion
7	Fourpath Capital Management, LLC	Oklahoma City	$1.1 billion
8	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	$1.1 billion
9	The Advisory Resource Group, LLC	Tulsa	$926.6 million
10	Warburton Capital Management, LLC	Tulsa	$786.6 million

Top 100 in Oklahoma

Fastest-growing wealth firms over one year, including broker-dealer firms

Fastest-growing wealth firms over one year, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Growth	Starting value
1	McGuire Capital Advisors, Inc.	Bethany	74.3%	$116.1 million
2	Gibraltar Capital Management, Inc.	Tulsa	60.5%	$840.6 million
3	Burkholder Wealth Management	Tulsa	48.9%	$255.1 million
4	Oath Planning, LLC	Tulsa	41.9%	$200.6 million
5	J M Brown Financial Partners	Tulsa	27.9%	$158.0 million
6	JM2 Capital Inc.	Edmond	27.9%	$186.4 million
7	Plan Group Financial, Inc.	Oklahoma City	27.5%	$541.4 million
8	Lig Capital Management, LLC	Oklahoma City	27.3%	$196.8 million
9	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	26.6%	$835.6 million
10	Sutterfield Financial Group, Inc.	Bartlesville	24.3%	$220.8 million

Top 100 in Oklahoma

Fastest-growing wealth firms over three years, including broker-dealer firms

Fastest-growing wealth firms over three years, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Growth	Starting value
1	Burkholder Wealth Management	Tulsa	49.2%	$114.3 million
2	Plan Group Financial, Inc.	Oklahoma City	41.8%	$242.3 million
3	Oath Planning, LLC	Tulsa	40.3%	$103.2 million
4	Fourpath Capital Management, LLC	Oklahoma City	33.5%	$445.0 million
5	Castlepoint Wealth Advisors	Oklahoma City	32.0%	$326.7 million
6	Adaptation Financial Advisors Inc.	Oklahoma City	31.4%	$103.0 million
7	Olistico Wealth, LLC	Tulsa	30.0%	$169.2 million
8	JM2 Capital Inc.	Edmond	28.6%	$112.1 million
9	Lig Capital Management, LLC	Oklahoma City	28.4%	$118.4 million
10	Gibraltar Capital Management, Inc.	Tulsa	23.3%	$719.4 million

Top 100 in Oklahoma

Fastest-growing wealth firms over five years, including broker-dealer firms

Fastest-growing wealth firms over five years, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Growth	Starting value
1	Plan Group Financial, Inc.	Oklahoma City	30.2%	$184.5 million
2	Fourpath Capital Management, LLC	Oklahoma City	20.5%	$417.0 million
3	Castlepoint Wealth Advisors	Oklahoma City	19.3%	$310.8 million
4	The Legacy Financial Group, Inc.	Tulsa	17.6%	$263.0 million
5	Gibraltar Capital Management, Inc.	Tulsa	17.1%	$611.4 million
6	Scissortail Wealth Management, LLC	Tulsa	16.2%	$268.3 million
7	Warburton Capital Management, LLC	Tulsa	15.0%	$391.7 million
8	Council Oak Wealth Advisors	Tulsa	14.8%	$265.4 million
9	Melia Wealth LLC	Tulsa	14.2%	$289.0 million
10	Forge Financial	Edmond	13.0%	$790.9 million

Top 100 in Oklahoma

Wealth firms with the biggest asset gains over one year, including broker-dealer firms

Wealth firms with the biggest asset gains over one year, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Increase
1	Gibraltar Capital Management, Inc.	Tulsa	$508.4 million
2	Forge Financial	Edmond	$255.8 million
3	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	$222.4 million
4	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	$221.5 million
5	Allegiant Wealth Advisors, LLC	Tulsa	$211.8 million
6	Plan Group Financial, Inc.	Oklahoma City	$148.9 million
7	Castlepoint Wealth Advisors	Oklahoma City	$146.4 million
8	Cadent Capital Advisors, LLC	Tulsa	$134.8 million
9	Fourpath Capital Management, LLC	Oklahoma City	$127.6 million
10	Burkholder Wealth Management	Tulsa	$124.7 million

Top 100 in Oklahoma

Wealth firms with the most clients, including broker-dealer firms

Wealth firms with the most clients, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Most clients
1	Tom Johnson Investment Management, LLC	Oklahoma City	11,262
2	Forge Financial	Edmond	9,372
3	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	3,334
4	Trinity Strategic Wealth	Tulsa	1,763
5	Gaddis Premier Wealth Advisors LLC	Durant	1,460
6	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	1,456
7	McGuire Capital Advisors, Inc.	Bethany	1,440
8	Plan Group Financial, Inc.	Oklahoma City	1,221
9	Melia Wealth LLC	Tulsa	1,164
10	Sutterfield Financial Group, Inc.	Bartlesville	1,144

Top 100 in Oklahoma

Wealth firms with the fastest client growth over one year, including broker-dealer firms

Wealth firms with the fastest client growth over one year, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Growth	Starting value
1	Hughes Warren, Inc.	Edmond	144.1%	331
2	Lig Capital Management, LLC	Oklahoma City	47.0%	283
3	Gibraltar Capital Management, Inc.	Tulsa	34.3%	394
4	Perissos Private Wealth Management	Bethany	32.7%	199
5	Oath Planning, LLC	Tulsa	27.4%	394
6	Cadent Capital Advisors, LLC	Tulsa	22.5%	552
7	McGuire Capital Advisors, Inc.	Bethany	21.6%	1,184
8	Olistico Wealth, LLC	Tulsa	20.6%	335
9	Everpar Advisors LLC	Tulsa	17.0%	224
10	Council Oak Wealth Advisors	Tulsa	15.2%	328

Top 100 in Oklahoma

Wealth firms with the most accounts, including broker-dealer firms

Wealth firms with the most accounts, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Most accounts
1	Forge Financial	Edmond	7,427
2	Tom Johnson Investment Management, LLC	Oklahoma City	5,631
3	Trinity Strategic Wealth	Tulsa	5,431
4	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	3,444
5	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	3,330
6	Plan Group Financial, Inc.	Oklahoma City	3,102
7	Scissortail Wealth Management, LLC	Tulsa	2,566
8	Melia Wealth LLC	Tulsa	2,478
9	Access Financial Resources Inc.	Oklahoma City	2,458
10	The Advisory Resource Group, LLC	Tulsa	2,410

Top 100 in Oklahoma

Wealth firms with the most advisory staff, including broker-dealer firms

Wealth firms with the most advisory staff, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Most advisory staff
1	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	142
2	Gibraltar Capital Management, Inc.	Tulsa	18
3	Plan Group Financial, Inc.	Oklahoma City	17
4	Trinity Strategic Wealth	Tulsa	16
5	Forge Financial	Edmond	15
6	Sutterfield Financial Group, Inc.	Bartlesville	13
7	Cadent Capital Advisors, LLC	Tulsa	11
8	Transcendent Capital Group	Edmond	9
8	Everpar Advisors LLC	Tulsa	9
10	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	8

Top 100 in Oklahoma

Wealth firms with the most high net worth clients, including broker-dealer firms

Wealth firms with the most high net worth clients, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Most high net worth clients
1	Tom Johnson Investment Management, LLC	Oklahoma City	1,333
2	Forge Financial	Edmond	1,057
3	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	403
4	J M Brown Financial Partners	Tulsa	372
5	Drawbridge Capital	Tulsa	359
6	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	349
7	Gibraltar Capital Management, Inc.	Tulsa	240
8	Gaddis Premier Wealth Advisors LLC	Durant	218
9	Fourpath Capital Management, LLC	Oklahoma City	212
10	Olistico Wealth, LLC	Tulsa	203

Top 100 in Oklahoma

Wealth firms with the most CFP professionals, including broker-dealer firms

Wealth firms with the most CFP professionals, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Most CFP professionals
1	Bok Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Tulsa	8
1	Trinity Strategic Wealth	Tulsa	8
3	Retirement Investment Advisors Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	7
3	Castlepoint Wealth Advisors	Oklahoma City	7
5	Warburton Capital Management, LLC	Tulsa	5
5	Sustainable Advisors Alliance LLC	Tulsa	5
7	Gibraltar Capital Management, Inc.	Tulsa	4
8	F.I.G. Financial Advisory Services, Inc.	Oklahoma City	3
8	Access Financial Resources Inc.	Oklahoma City	3
8	Hogantaylor Wealth	Tulsa	3

Top 100 in Oklahoma

Newest wealth firms, including broker-dealer firms

Newest wealth firms, including broker-dealer firms in Oklahoma, top 10
Rank	Firm	City	Amount
1	Bridgecreek Financial Group	Tulsa	$649.9 million
2	Chappelwood Financial Services	Edmond	$113.1 million
3	L&S Private Wealth, LLC	Oklahoma City	$108.5 million
4	Tao Private Wealth, LLC	Tulsa	$104.2 million
5	Baldwin Financial, LLC	Oklahoma City	$16.5 million
6	Flatlands Wealth LLC	Oklahoma City	$2.5 million
7	Infinity Private Wealth Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Oklahoma City	$0
7	Ideal Financial Planning	Oklahoma City	$0
7	Rulicent	Edmond	$0
7	Axion Capital Markets, LLC	Oklahoma City	$0

Top 100 in Oklahoma

Over time

From the SEC's yearly files: SEC-registered wealth firms based in Oklahoma, from October 2018, each snapshot classed from its own Form ADV answers.

FirmsSEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Firms
As of	Firms
October 1, 2018	33
October 1, 2019	33
October 1, 2020	40
October 4, 2021	49
October 3, 2022	57
October 5, 2023	57
October 1, 2024	61
September 2, 2025	62
October 2, 2026	66

Regulatory assets under managementSEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Regulatory assets under management
As of	Regulatory assets under management
October 1, 2018	$13.6 billion
October 1, 2019	$13.6 billion
October 1, 2020	$18.4 billion
October 4, 2021	$23.5 billion
October 3, 2022	$29.1 billion
October 5, 2023	$26.8 billion
October 1, 2024	$31.6 billion
September 2, 2025	$37.0 billion
October 2, 2026	$29.1 billion

Client accountsSEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Client accounts
As of	Client accounts
October 1, 2018	29,986
October 1, 2019	34,756
October 1, 2020	42,663
October 4, 2021	55,535
October 3, 2022	61,386
October 5, 2023	64,875
October 1, 2024	80,700
September 2, 2025	87,107
October 2, 2026	83,886

Median firm size (RAUM)SEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Median firm size (RAUM)
As of	Median firm size (RAUM)
October 1, 2018	$295.6 million
October 1, 2019	$237.7 million
October 1, 2020	$219.1 million
October 4, 2021	$264.2 million
October 3, 2022	$230.0 million
October 5, 2023	$225.4 million
October 1, 2024	$243.5 million
September 2, 2025	$274.0 million
October 2, 2026	$251.0 million

The market in Oklahoma now

Headline figures

Headline figures, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Firms	171	66	105
Regulatory assets under management	$31.8 billion	$29.1 billion	$2.7 billion
Accounts	96,164	83,886	12,278
Clients	61,065	52,826	8,239
Employees	867	670	197
Advisory employees	628	467	161
Investment adviser representatives	643	479	164
Median RAUM	$66.1 million	$251.0 million	$24.4 million
Average RAUM	$210.5 million	$447.7 million	$31.3 million

Firms by size

Advisers grouped by regulatory assets under management.

Firms by size, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Firms under $100 million	87	1	86
RAUM of firms under $100 million	$2.7 billion	$4.3 million	$2.7 billion
Firms $100 million to $250 million	29	29	0
RAUM of firms $100 million to $250 million	$5.0 billion	$5.0 billion	$0
Firms $250 million to $500 million	13	13	0
RAUM of firms $250 million to $500 million	$4.2 billion	$4.2 billion	$0
Firms $500 million to $1 billion	14	14	0
RAUM of firms $500 million to $1 billion	$9.1 billion	$9.1 billion	$0
Firms $1 billion to $5 billion	8	8	0
RAUM of firms $1 billion to $5 billion	$10.7 billion	$10.7 billion	$0
Firms $5 billion to $10 billion	0	0	0
RAUM of firms $5 billion to $10 billion	$0	$0	$0
Firms $10 billion and up	0	0	0
RAUM of firms $10 billion and up	$0	$0	$0

Concentration

How much of the market the largest advisers hold.

Concentration: all wealth firmsAs of October 2, 2026.
Measure	Bar	Value
Top 10 share of RAUM		39.2%
Top 100 share of RAUM		98.3%

Concentration, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Top 10 share of RAUM	39.2%	42.8%	31.5%
Top 100 share of RAUM	98.3%	No data	No data

How advisers are paid

Share of advisers reporting each form of compensation on Form ADV Item 5.E. A firm can report several.

How advisers are paid: all wealth firmsAs of October 2, 2026.
Measure	Bar	Value
Charge a percentage of assets		95.9%
Charge hourly fees		50.9%
Charge subscription fees		0.0%
Charge fixed fees		59.6%
Receive commissions		1.2%
Charge performance-based fees		3.5%
Other compensation		12.3%

How advisers are paid, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Charge a percentage of assets	95.9%	98.5%	94.3%
Charge hourly fees	50.9%	60.6%	44.8%
Charge subscription fees	0.0%	0.0%	0.0%
Charge fixed fees	59.6%	66.7%	55.2%
Receive commissions	1.2%	1.5%	1.0%
Charge performance-based fees	3.5%	4.5%	2.9%
Other compensation	12.3%	10.6%	13.3%

Custody

Advisers reporting custody of client cash or securities on Form ADV Item 9.

Custody, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Have custody	24.6%	50.0%	8.6%

Broker-dealer and other affiliations

From Form ADV Items 6 and 7.

Broker-dealer and other affiliations, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Broker-dealer affiliated	4.1%	4.5%	3.8%

New firms and successions

New registrations and firms reporting that they succeeded to another adviser's business (Form ADV Item 4).

New firms and successions, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
New registrations	16	5	11
Successions	No data	0	No data

Other measures

Other measures, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Firms reporting RAUM	151	65	86
Discretionary RAUM	$28.0 billion	$25.6 billion	$2.4 billion
CFP professionals	125	98	27
25th percentile RAUM	$17.6 million	$174.8 million	$4.6 million
75th percentile RAUM	$229.1 million	$590.7 million	$53.1 million
90th percentile RAUM	$592.8 million	$1.1 billion	$74.4 million
Average account size	$330,608	$346,909	$219,235
Offer financial planning	77.8%	84.8%	73.3%
RAUM growth, one year	No data	-21.3%	No data

As of October 2, 2026. Definitions of every measure are on the methodology page.

Cities

Tulsa 58 independent RIAs, $15.0 billion
Oklahoma City 39 independent RIAs, $8.6 billion
Edmond 24 independent RIAs, $2.9 billion
Bartlesville 5 independent RIAs, $611.4 million
Norman 6 independent RIAs, $121.7 million

Cities with at least five independent RIAs.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.