SEC-registered wealth management firm Broker-dealer affiliated
Qca Capital Management Inc
As of its Form ADV filed April 29, 2026, Qca Capital Management Inc, an SEC-registered, broker-dealer affiliated wealth management firm in Los Angeles, California, reported $252.2 million in regulatory assets under management across 131 accounts, ranking #632 among all wealth firms in California by assets.
Registration
- Main office
- Los Angeles, CA
- Registration
- SEC-registered, Approved
- CRD number
- 112104
- SEC file number
- 801-122806
- Registered since
- December 13, 2021
- Latest Form ADV filing
- April 29, 2026
- Organized as
- Corporation
- Fiscal year ends
- November
- Other offices
- 0
Key figures
- Regulatory assets under management
- $252.2 million
- Discretionary
- $252.2 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 131 (131 discretionary)
- Clients
- 117, approximate as reported
- Employees
- 8
- Advisory staff
- 5 performing investment advisory functions
- Average account
- $1.9 million
- Asset growth, 1 year
- 37.3% (from $183.8 million a year earlier)
- Asset growth, 3-year annual rate
- 30.7% (from $113.0 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 4.5% (from 112)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $119.8 million |
| October 5, 2023 | $113.0 million |
| October 1, 2024 | $135.4 million |
| September 2, 2025 | $183.8 million |
| October 2, 2026 | $252.2 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 60 clients | $192.6 million | |
| Individuals (other than high net worth) 55 clients | $57.9 million | |
| Charitable organizations 2 clients | $1.7 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
Financial industry affiliations (Item 7.A)
- Broker-dealer
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 3
- Also registered through a broker-dealer
- 3
- Employees who are IARs (Form ADV 5.B(3))
- 2
Designations held by the firm's IARs: CFA 1.
3 of the firm's 3 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in California
| Firm | City | RAUM |
|---|---|---|
| Pacific Wealth Strategies Group, Inc. | Santa Barbara | $253.2 million |
| Sterling Retirement Group of Sacramento | Roseville | $253.0 million |
| Winters Financial Group, Inc. | Westlake Village | $252.3 million |
| Fischer Investment Strategies, LLC | Westlake Village | $251.9 million |
| Advanced Financial Strategies Inc | Irvine | $251.7 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Qca Capital Management Inc on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.quincycass.com
- Wealth management firms in California
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.