SEC-registered wealth management firm Broker-dealer affiliated
Alta Capital Management LLC
As of its Form ADV filed June 26, 2026, Alta Capital Management LLC, an SEC-registered, broker-dealer affiliated wealth management firm in Salt Lake City, Utah, reported $1.6 billion in regulatory assets under management across 1,295 accounts, ranking #11 among all wealth firms in Utah by assets.
Registration
- Main office
- Salt Lake City, UT
- Registration
- SEC-registered, Approved
- CRD number
- 106786
- SEC file number
- 801-50778
- Registered since
- December 11, 1995
- Latest Form ADV filing
- June 26, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 2
Key figures
- Regulatory assets under management
- $1.6 billion
- Discretionary
- $1.6 billion (100.0%)
- Non-discretionary
- $0
- Accounts
- 1,295 (1,295 discretionary)
- Clients
- 1,322, approximate as reported
- Employees
- 19
- Advisory staff
- 12 performing investment advisory functions
- Average account
- $1.2 million
- Asset growth, 1 year
- -10.6% (from $1.8 billion a year earlier)
- Asset growth, 3-year annual rate
- 2.8% (from $1.5 billion three years earlier)
- Asset growth, 5-year annual rate
- -4.6% (from $2.0 billion five years earlier)
- Client growth, 1 year
- -4.5% (from 1,385)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $645.6 million |
| October 3, 2011 | $732.4 million |
| October 1, 2012 | $738.3 million |
| October 1, 2013 | $895.3 million |
| October 1, 2014 | $1.5 billion |
| October 1, 2015 | $1.4 billion |
| October 3, 2016 | $1.5 billion |
| October 2, 2017 | $1.7 billion |
| October 1, 2018 | $1.8 billion |
| October 1, 2019 | $1.7 billion |
| October 1, 2020 | $1.8 billion |
| October 4, 2021 | $2.0 billion |
| October 3, 2022 | $2.2 billion |
| October 5, 2023 | $1.5 billion |
| October 1, 2024 | $1.7 billion |
| September 2, 2025 | $1.8 billion |
| October 2, 2026 | $1.6 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 288 clients | $642.8 million | |
| Individuals (other than high net worth) 905 clients | $366.9 million | |
| Corporations or other businesses 64 clients | $285.5 million | |
| Pension and profit sharing plans 22 clients | $168.1 million | |
| Pooled investment vehicles 2 clients | $62.3 million | |
| Other 20 clients | $48.9 million | |
| Charitable organizations 7 clients | $20.8 million | |
| State or municipal government entities fewer than 5 clients | $3.2 million | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 51-100.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Banking or thrift institution
- Trust company
- Insurance company or agency
- Sponsor, general partner or managing member of pooled investment vehicles
Custody (Item 9)
The firm reported custody of client cash or securities, $170.3 million in total.
Investment adviser representatives
- IARs registered with the firm
- 14
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 12
Designations held by the firm's IARs: CFA 5, CFP 1.
Between 4 and 14 of the firm's 14 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Utah
| Firm | City | RAUM |
|---|---|---|
| Drive Wealth Advisers | Lehi | $1.5 billion |
| Portside Wealth Group, LLC | Provo | $1.4 billion |
| B.O.S.S. Retirement Advisors, LLC | Lehi | $1.4 billion |
| Iron Gate Global Advisors | North Salt Lake | $1.3 billion |
| Truenorth Wealth | Salt Lake City | $1.3 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Alta Capital Management LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.altacapital.com
- Wealth management firms in Utah
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.