City
Wealth management firms in Milwaukee, Wisconsin
As of October 2, 2026, 33 wealth management firms, including broker-dealer firms, with their main office in Milwaukee, Wisconsin reported $16.3 billion in regulatory assets under management; the largest by assets was Operose Advisors LLC, with $2.0 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 33
- Regulatory assets under management
- $16.3 billion
- Average per firm
- $493.1 million
- SEC-registered, of those listed
- 17 of 33 (51.5%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Operose Advisors LLC | SEC | $2.0 billion | 1,655 |
| 2 | Landaas & Company Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.9 billion | 4,098 |
| 3 | KLCM Advisors, Inc. | SEC | $1.9 billion | 637 |
| 4 | Diversified Management Inc | SEC | $1.9 billion | 1,650 |
| 5 | Campbell Newman Asset Management Inc | SEC | $1.4 billion | 1,475 |
| 6 | Capital Investment Services of America Inc | SEC | $1.3 billion | 937 |
| 7 | Oarsman Capital, Inc | SEC | $1.2 billion | 2,256 |
| 8 | Marietta Investment Partners, LLC | SEC | $683.7 million | 151 |
| 9 | Riverwater Partners LLC | SEC | $660.9 million | 548 |
| 10 | Friedlander & Co Inc | SEC | $564.8 million | 64 |
| 11 | Affiliated Financial Advisors Inc | SEC | $541.5 million | 2,207 |
| 12 | The Milwealth Group, LLC | SEC | $496.9 million | 822 |
| 13 | Arcataur Capital Management LLC | SEC | $469.5 million | 766 |
| 14 | 1492 Capital Management, LLC | SEC | $274.6 million | 98 |
| 15 | Transcend Advisor Group, LLC | SEC | $253.2 million | 799 |
| 16 | Global Value Investment Corporation | SEC | $225.6 million | 539 |
| 17 | Regal Bay Investment Group, LLC | State | $114.5 million | 216 |
| 18 | Milborn Advisors, Ltd | SEC | $107.7 million | 659 |
| 19 | Kademian Financial Group Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $62.7 million | 170 |
| 20 | Allison & Company Financial Counselors, LLC | State | $52.5 million | 46 |
| 21 | Janco Wealth Management | State | $42.5 million | 11 |
| 22 | Warden Wealth Management, LLC | State | $26.2 million | 131 |
| 23 | Hilltop Financial Advisors | State | $24.5 million | 220 |
| 24 | Prepared Financial Planning | State | $11.2 million | 11 |
| 25 | Eclipse Asset Management LLC | State | $8.2 million | 8 |
| 26 | Bleidorn Tax & Investment Services, LLC | State | $8.0 million | 47 |
| 27 | Simplicity Financial, LLC | State | $8.0 million | 79 |
| 28 | Magis Management, LLC | State | $2.7 million | 31 |
| 29 | Aurea Investments LLC | State | $596,000 | 6 |
| 30 | Alliance Wealth Management Milwaukee, Inc. | State | $0 | 0 |
| 31 | Dream Bigger Financial, LLC | State | $0 | 0 |
| 32 | Korbitz Financial Planning LLC | State | $0 | 0 |
| 33 | Quintessence Wealth Collective LLC | State | $0 | 0 |
Wealth management firms in Wisconsin, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.