City
Wealth management firms in Bothell, Washington
As of October 2, 2026, 10 wealth management firms, including broker-dealer firms, with their main office in Bothell, Washington reported $241.4 million in regulatory assets under management; the largest by assets was Whole Family Financial Services, Inc., with $66.0 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 10
- Regulatory assets under management
- $241.4 million
- Average per firm
- $24.1 million
- SEC-registered, of those listed
- 1 of 10 (10.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Whole Family Financial Services, Inc. | State | $66.0 million | 188 |
| 2 | Sound Investment Strategies, Inc. | State | $63.4 million | 231 |
| 3 | Investor Resources Inc | State | $43.1 million | 173 |
| 4 | Kanso Capital | State | $24.1 million | 173 |
| 5 | A5 Financial LLC | State | $14.9 million | 31 |
| 6 | Guardian Plus Inc | State | $10.7 million | 18 |
| 7 | Robert Bergstrom | State | $10.3 million | 16 |
| 8 | Lotusment Advisors, LLC | State | $8.4 million | 72 |
| 9 | Northshore Wealth Management | State | $600,000 | 5 |
| 10 | Guide Advisors, Inc. | SEC | $0 | 0 |
Wealth management firms in Washington, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.