City

Wealth management firms in Warwick, Rhode Island

As of October 2, 2026, 11 wealth management firms, including broker-dealer firms, with their main office in Warwick, Rhode Island reported $2.1 billion in regulatory assets under management; the largest by assets was Mystic Asset Management, with $614.6 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Wealth management firms: 11
Regulatory assets under management: $2.1 billion
Average per firm: $195.2 million
SEC-registered, of those listed: 5 of 11 (45.5%)

Firms by assets

Wealth management firms in Warwick, Rhode Island, largest first
#	Firm	Registration	RAUM	Accounts
1	Mystic Asset Management	SEC	$614.6 million	371
2	The Retirement Planning Company of New England, Inc.	SEC	$394.4 million	1,312
3	Arlen Capital, LLC	SEC	$348.8 million	690
4	Financial Independence, LLC	SEC	$288.1 million	895
5	Diversified Resources, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	SEC	$268.8 million	1,240
6	Old Forge Wealth Management, LLC	State	$99.0 million	467
7	The Capital Group	State	$62.8 million	276
8	Spinnaker Asset Management Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	State	$45.5 million	347
9	Guidici Wealth Management LLC	State	$14.1 million	92
10	Hacket Asset Management, Inc.	State	$11.4 million	16
11	Datum Wealth Management	State	$0	0

Wealth management firms in Rhode Island, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.