City
Wealth management firms in Statesville, North Carolina
As of October 2, 2026, 7 wealth management firms, including broker-dealer firms, with their main office in Statesville, North Carolina reported $258.1 million in regulatory assets under management; the largest by assets was Professional Wealth Management Services LLC, with $136.2 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 7
- Regulatory assets under management
- $258.1 million
- Average per firm
- $36.9 million
- SEC-registered, of those listed
- 1 of 7 (14.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Professional Wealth Management Services LLC | SEC | $136.2 million | 171 |
| 2 | Thompson Wealth Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $44.4 million | 161 |
| 3 | Masters Tax and Financial Planning LLC | State | $32.0 million | 111 |
| 4 | Opus Financial Advisors, Inc. | State | $30.0 million | 94 |
| 5 | Spark Asset Management Group | State | $12.8 million | 52 |
| 6 | Balance Investments | State | $2.8 million | 71 |
| 7 | Autumn Branch Capital, LLC | State | $0 | 0 |
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.