City
Independent RIAs in Statesville, North Carolina
As of October 2, 2026, 6 independent wealth management RIAs with their main office in Statesville, North Carolina reported $213.7 million in regulatory assets under management; the largest by assets was Professional Wealth Management Services LLC, with $136.2 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 6
- Regulatory assets under management
- $213.7 million
- Average per firm
- $35.6 million
- SEC-registered, of those listed
- 1 of 6 (16.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Professional Wealth Management Services LLC | SEC | $136.2 million | 171 |
| 2 | Masters Tax and Financial Planning LLC | State | $32.0 million | 111 |
| 3 | Opus Financial Advisors, Inc. | State | $30.0 million | 94 |
| 4 | Spark Asset Management Group | State | $12.8 million | 52 |
| 5 | Balance Investments | State | $2.8 million | 71 |
| 6 | Autumn Branch Capital, LLC | State | $0 | 0 |
Independent RIAs in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.