City
Wealth management firms in Raleigh, North Carolina
As of October 2, 2026, 82 wealth management firms, including broker-dealer firms, with their main office in Raleigh, North Carolina reported $25.5 billion in regulatory assets under management; the largest by assets was Guardian Wealth Advisors, LLC, with $2.7 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 82
- Regulatory assets under management
- $25.5 billion
- Average per firm
- $311.3 million
- SEC-registered, of those listed
- 45 of 82 (54.9%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Guardian Wealth Advisors, LLC | SEC | $2.7 billion | 5,387 |
| 2 | First Citizens Investor Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $2.6 billion | 7,645 |
| 3 | Capital Investment Advisory Services, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $2.4 billion | 9,862 |
| 4 | Financial Symmetry Inc. | SEC | $1.5 billion | 5,370 |
| 5 | Triangle Wealth Management | SEC | $1.3 billion | 1,170 |
| 6 | Founders Financial Alliance, LLC | SEC | $1.2 billion | 4,229 |
| 7 | Cardinal Capital Management Inc | SEC | $1.0 billion | 1,498 |
| 8 | Capital Investment Counsel Inc | SEC | $1.0 billion | 1,271 |
| 9 | Cordgrass Capital Advisors, LLC | SEC | $729.9 million | 1,592 |
| 10 | Tradewinds, LLC | SEC | $659.4 million | 1,672 |
| 11 | Collegiate Capital Management, Inc. | SEC | $653.0 million | 1,992 |
| 12 | Capital Advisers, Inc. | SEC | $620.0 million | 1,505 |
| 13 | Fortress Private Ledger, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $584.0 million | 1,528 |
| 14 | Physicians Financial Services, Inc. | SEC | $482.3 million | 569 |
| 15 | Townsend Asset Management Corp. | SEC | $479.6 million | 1,130 |
| 16 | First Citizens Asset Management, Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $465.1 million | 1,274 |
| 17 | Pursuit Wealth Strategies, LLC | SEC | $457.5 million | 2,121 |
| 18 | Advisorstrust Partners LLC | SEC | $435.3 million | 523 |
| 19 | Armor Investment Advisors, LLC | SEC | $356.0 million | 206 |
| 20 | Lewis Financial Management, LLC | SEC | $338.7 million | 88 |
| 21 | Lifeplan Group | SEC | $326.0 million | 1,083 |
| 22 | First Financial Group | SEC | $317.0 million | 1,026 |
| 23 | First Oak Wealth Management, LLC | SEC | $316.2 million | 442 |
| 24 | Beacon Financial Strategies Corp. | SEC | $309.4 million | 560 |
| 25 | Beacon Wealthcare LLC | SEC | $308.3 million | 908 |
| 26 | Long Island Wealth Management, Inc. | SEC | $291.7 million | 487 |
| 27 | Oak Harbor Wealth Partners | SEC | $288.4 million | 1,140 |
| 28 | Peace of Mind Wealth Management | SEC | $283.3 million | 877 |
| 29 | Modern Capital Advisors, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $254.8 million | 1,221 |
| 30 | Ridgeline Wealth Advisors, LLC. | SEC | $189.0 million | 709 |
| 31 | Hollingsworth Avent Averre & Purvis, PA | SEC | $177.4 million | 152 |
| 32 | Ark Royal Wealth Management LLC | SEC | $169.3 million | 314 |
| 33 | The Wealth Group, Ltd Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $160.2 million | 293 |
| 34 | Pendleton Financial Wealth Management | SEC | $160.0 million | 365 |
| 35 | AIM Advisors, LLC | SEC | $158.2 million | 482 |
| 36 | Sound Financial Management, Inc. | SEC | $134.1 million | 440 |
| 37 | Tolley Financial Group, LLC | SEC | $121.9 million | 448 |
| 38 | TRG Capital Management, Inc. | SEC | $118.2 million | 388 |
| 39 | Evergreen Wealth Advisors | SEC | $112.5 million | 357 |
| 40 | Reh Wealth Advisors LLC | SEC | $110.5 million | 200 |
| 41 | White Oak Wealth Partners | SEC | $110.5 million | 216 |
| 42 | Eqv Advisory, LLC | SEC | $106.8 million | 122 |
| 43 | Piedmont Private Wealth, LLC | SEC | $105.0 million | 155 |
| 44 | Provision Wealth Management, Inc | State | $97.6 million | 644 |
| 45 | Credit Union Investment Services Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $93.6 million | 266 |
| 46 | Gilder Partners for Growth, LLC | State | $73.4 million | 8 |
| 47 | Piecapital | State | $69.0 million | 88 |
| 48 | Jme Wealth Management | State | $48.3 million | 120 |
| 49 | Sovereign Financial Group | State | $46.7 million | 134 |
| 50 | Acorn & Oak Wealth Management | State | $38.4 million | 223 |
| 51 | Miner Wealth Management | State | $36.8 million | 207 |
| 52 | Other Side Asset Management, LLC | State | $32.0 million | 210 |
| 53 | Innovest Strategies LLC | State | $26.8 million | 49 |
| 54 | NC Money Management, Inc. | State | $26.6 million | 17 |
| 55 | Raleigh Investment Advisors, Inc. | State | $26.0 million | 42 |
| 56 | Wood Capital Investments LLC | State | $24.8 million | 47 |
| 57 | Highwind Wealth Management | State | $23.0 million | 95 |
| 58 | Walsh Capital LLC | State | $21.2 million | 44 |
| 59 | Heron Wealth LLC | State | $16.9 million | 7 |
| 60 | Unger Financial | State | $16.8 million | 280 |
| 61 | Kairos RIA, LLC | State | $16.5 million | 90 |
| 62 | University Financial Strategies, LLC. | State | $15.2 million | 130 |
| 63 | Wake Wealth Management Co. | State | $12.6 million | 43 |
| 64 | Stone Legacy Capital LLC | State | $12.4 million | 73 |
| 65 | Open World Financial Life Planning | State | $12.0 million | 102 |
| 66 | Bison Wealth Management, LLC | State | $9.7 million | 27 |
| 67 | CLW Financial Planning LLC | State | $9.3 million | 20 |
| 68 | Aligned Wealth Solutions, LLC | State | $717,119 | 3 |
| 69 | Kelly Investment Management, LLC | State | $570,794 | 8 |
| 70 | Yarborough Asset Management Strategies | State | $330,282 | 6 |
| 71 | Astrelle Capital LLC | State | $0 | 0 |
| 72 | Brian B. Bunn CPA, PLLC | State | $0 | 0 |
| 73 | Cima Financial | State | $0 | 0 |
| 74 | Findicia, Inc. | SEC | $0 | 0 |
| 75 | Hanafara | State | $0 | 0 |
| 76 | Just Advising | State | $0 | 0 |
| 77 | Olde Raleigh Financial Group | SEC | $0 | 0 |
| 78 | Sam Badgley Inc. | State | $0 | 0 |
| 79 | Scott Braddock Financial,llc | State | $0 | 0 |
| 80 | Tilly, Inc. | State | $0 | 0 |
| 81 | Timeless Wealth Management | State | $0 | 0 |
| 82 | Top Rank Wealth Management, LLC | State | $0 | 0 |
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.