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Wealth management firms in Cary, North Carolina

As of October 2, 2026, 22 wealth management firms, including broker-dealer firms, with their main office in Cary, North Carolina reported $1.4 billion in regulatory assets under management; the largest by assets was Raleigh Capital Management Inc., with $397.8 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Wealth management firms
22
Regulatory assets under management
$1.4 billion
Average per firm
$64.6 million
SEC-registered, of those listed
5 of 22 (22.7%)

Firms by assets

#FirmRegistrationRAUMAccounts
1 Raleigh Capital Management Inc. SEC $397.8 million 2,293
2 Independent Wealth Advisors, LLC SEC $195.3 million 432
3 Family Legacy Financial Solutions, LLC SEC $174.5 million 806
4 Platt Investment Counsel, LLC SEC $153.6 million 382
5 Hicks & Associates Wealth Management, LLC SEC $119.6 million 570
6 Realm Investment Consulting LLC State $88.9 million 90
7 Tackett Wealth Management, LLC State $66.6 million 153
8 Flagship Wealth Management Group, LLC State $46.0 million 265
9 Wyatt Financial L.L.C. State $42.4 million 54
10 Carolina Wealth Strategies, LLC State $38.9 million 252
11 Endurance Financial LLC State $34.7 million 77
12 Cary Financial Planning, LLC State $30.4 million 86
13 Great Plans Capital Management, LLC State $10.5 million 53
14 J Bradin Financial LLC State $10.0 million 36
15 Artifex Advisory Group, Inc. State $9.9 million 60
16 1UP Financial Advisors LLC State $2.1 million 21
17 Brodie Wealth Management State $379,226 7
18 Awaken Financial Designs LLC State $0 0
19 Eustace Advisors State $0 0
20 Integrity Wealth Management NC, LLC State $0 0
21 Testament Wealth Management State $0 0
22 Wellness Financial Associates LLC State $0 0

Wealth management firms in North Carolina, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.