City

Independent RIAs in Cary, North Carolina

As of October 2, 2026, 22 independent wealth management RIAs with their main office in Cary, North Carolina reported $1.4 billion in regulatory assets under management; the largest by assets was Raleigh Capital Management Inc., with $397.8 million.

Include wirehouses and broker-dealer firms

Independent wealth management RIAs: 22
Regulatory assets under management: $1.4 billion
Average per firm: $64.6 million
SEC-registered, of those listed: 5 of 22 (22.7%)

Firms by assets

Independent RIAs in Cary, North Carolina, largest first
#	Firm	Registration	RAUM	Accounts
1	Raleigh Capital Management Inc.	SEC	$397.8 million	2,293
2	Independent Wealth Advisors, LLC	SEC	$195.3 million	432
3	Family Legacy Financial Solutions, LLC	SEC	$174.5 million	806
4	Platt Investment Counsel, LLC	SEC	$153.6 million	382
5	Hicks & Associates Wealth Management, LLC	SEC	$119.6 million	570
6	Realm Investment Consulting LLC	State	$88.9 million	90
7	Tackett Wealth Management, LLC	State	$66.6 million	153
8	Flagship Wealth Management Group, LLC	State	$46.0 million	265
9	Wyatt Financial L.L.C.	State	$42.4 million	54
10	Carolina Wealth Strategies, LLC	State	$38.9 million	252
11	Endurance Financial LLC	State	$34.7 million	77
12	Cary Financial Planning, LLC	State	$30.4 million	86
13	Great Plans Capital Management, LLC	State	$10.5 million	53
14	J Bradin Financial LLC	State	$10.0 million	36
15	Artifex Advisory Group, Inc.	State	$9.9 million	60
16	1UP Financial Advisors LLC	State	$2.1 million	21
17	Brodie Wealth Management	State	$379,226	7
18	Awaken Financial Designs LLC	State	$0	0
19	Eustace Advisors	State	$0	0
20	Integrity Wealth Management NC, LLC	State	$0	0
21	Testament Wealth Management	State	$0	0
22	Wellness Financial Associates LLC	State	$0	0

Independent RIAs in North Carolina, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.