City
Wealth management firms in Great Neck, New York
As of October 2, 2026, 10 wealth management firms, including broker-dealer firms, with their main office in Great Neck, New York reported $932.6 million in regulatory assets under management; the largest by assets was Palumbo Wealth Management LLC, with $543.4 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 10
- Regulatory assets under management
- $932.6 million
- Average per firm
- $93.3 million
- SEC-registered, of those listed
- 5 of 10 (50.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Palumbo Wealth Management LLC | SEC | $543.4 million | 907 |
| 2 | Kutz and Company Inc. | SEC | $115.4 million | 132 |
| 3 | Rga Investment Advisors, LLC | SEC | $101.1 million | 283 |
| 4 | The Wealthplan LLC | SEC | $87.5 million | 356 |
| 5 | C & C Financial Services, Inc. | SEC | $66.2 million | 46 |
| 6 | Pledge Capital LLC | State | $10.6 million | 45 |
| 7 | Generation Wealth Management | State | $4.3 million | 27 |
| 8 | Esk Capital Management Inc. | State | $4.1 million | 11 |
| 9 | Modoo Strategy LLC | State | $0 | 0 |
| 10 | Riemann Capital LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $0 | 0 |
Wealth management firms in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.