City
Wealth management firms in Albany, New York
As of October 2, 2026, 19 wealth management firms, including broker-dealer firms, with their main office in Albany, New York reported $4.5 billion in regulatory assets under management; the largest by assets was PKS Advisory Services, LLC, with $1.1 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 19
- Regulatory assets under management
- $4.5 billion
- Average per firm
- $237.3 million
- SEC-registered, of those listed
- 12 of 19 (63.2%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | PKS Advisory Services, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.1 billion | 4,892 |
| 2 | Curran Wealth Management Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $804.3 million | 1,074 |
| 3 | Independent Family Office, LLC | SEC | $760.1 million | 198 |
| 4 | Greenbush Financial Group, LLC | SEC | $616.5 million | 1,288 |
| 5 | Allsquare Wealth Management, LLC | SEC | $307.8 million | 835 |
| 6 | Albanyadvisor Group LLC | SEC | $302.8 million | 925 |
| 7 | Broadway Advisor Group | SEC | $214.9 million | 321 |
| 8 | Arista Advisory Group, LLC | SEC | $143.7 million | 500 |
| 9 | Blue Jean Financial LLC | SEC | $133.3 million | 891 |
| 10 | Benjamin Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $39.5 million | 65 |
| 11 | Amidon & Petersen Financials, LLC | SEC | $39.1 million | 141 |
| 12 | Eden Advisory Services, LLC | SEC | $27.8 million | 177 |
| 13 | Mercury Financial Advisors | State | $23.0 million | 16 |
| 14 | Duomo Capital | State | $715,000 | 9 |
| 15 | The Affinity Group, LLC | State | $678,349 | 12 |
| 16 | Mia Lee Financial | State | $270,000 | 20 |
| 17 | JM Advisors, LLC | State | $0 | 0 |
| 18 | Lahontan Capital LLC | State | $0 | 0 |
| 19 | Pinnacle Wealth Strategies, LLC | State | $0 | 0 |
Wealth management firms in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.