City
Wealth management firms in Warren, New Jersey
As of October 2, 2026, 5 wealth management firms, including broker-dealer firms, with their main office in Warren, New Jersey reported $606.3 million in regulatory assets under management; the largest by assets was Sacks & Associates, LLC, with $212.8 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 5
- Regulatory assets under management
- $606.3 million
- Average per firm
- $121.3 million
- SEC-registered, of those listed
- 2 of 5 (40.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Sacks & Associates, LLC | SEC | $212.8 million | 362 |
| 2 | Excel Capital Management Corp | SEC | $192.5 million | 192 |
| 3 | Capital Enhancement, LLC | State | $102.5 million | 22 |
| 4 | Augulis Financial Firm, L.L.C. | State | $67.4 million | 218 |
| 5 | Spinelli Financial Advisors, Inc | State | $31.0 million | 36 |
Wealth management firms in New Jersey, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.