City
Independent RIAs in Duluth, Georgia
As of October 2, 2026, 11 independent wealth management RIAs with their main office in Duluth, Georgia reported $615.8 million in regulatory assets under management; the largest by assets was C.W. O'Conner Wealth Advisors, Inc., with $264.6 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 11
- Regulatory assets under management
- $615.8 million
- Average per firm
- $56.0 million
- SEC-registered, of those listed
- 2 of 11 (18.2%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | C.W. O'Conner Wealth Advisors, Inc. | SEC | $264.6 million | 464 |
| 2 | Evans Wealth Management | SEC | $111.1 million | 532 |
| 3 | Legacy Partner Group | State | $85.0 million | 104 |
| 4 | Stanhouse Financial Planning and Management, LLC | State | $33.3 million | 80 |
| 5 | Trestle Wealth Advisory, LLC | State | $33.1 million | 199 |
| 6 | Gerald L. Delon, PHD | State | $32.1 million | 27 |
| 7 | Lifewater Wealth Management | State | $30.3 million | 47 |
| 8 | LK Wealth Management, LLC | State | $18.0 million | 45 |
| 9 | Focus Investments, LLC | State | $3.5 million | 71 |
| 10 | BJM Financial Inc | State | $3.0 million | 10 |
| 11 | Fern Impact Advisors, LLC | State | $1.7 million | 5 |
Independent RIAs in Georgia, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.