City
Wealth management firms in Fort Lauderdale, Florida
As of October 2, 2026, 36 wealth management firms, including broker-dealer firms, with their main office in Fort Lauderdale, Florida reported $18.8 billion in regulatory assets under management; the largest by assets was Kovack Advisors, Inc., with $6.3 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 36
- Regulatory assets under management
- $18.8 billion
- Average per firm
- $521.6 million
- SEC-registered, of those listed
- 12 of 36 (33.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Kovack Advisors, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $6.3 billion | 20,493 |
| 2 | Sound Income Strategies, LLC | SEC | $4.2 billion | 24,756 |
| 3 | Provenance Wealth Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $3.6 billion | 3,820 |
| 4 | Palisades Hudson Asset Management, L.P. | SEC | $1.8 billion | 171 |
| 5 | Global Wealth Management Investment Advisory, Inc. | SEC | $722.8 million | 3,687 |
| 6 | Fiori Financial Group | SEC | $567.4 million | 675 |
| 7 | Exodus Wealth, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $483.6 million | 3,055 |
| 8 | Aragon Capital LLC | SEC | $349.3 million | 1,209 |
| 9 | Horowitz & Company, Inc. | SEC | $180.7 million | 429 |
| 10 | Heller Private Wealth | State | $95.7 million | 184 |
| 11 | Sac Investment Management LLC | State | $68.0 million | 160 |
| 12 | Avance Private Wealth LLC | State | $58.7 million | 200 |
| 13 | Steele Asset Management | State | $57.7 million | 181 |
| 14 | Murray Street Capital Advisors, LLC | State | $54.7 million | 145 |
| 15 | Cantu Tactical Wealth Management, Inc. | State | $51.3 million | 191 |
| 16 | Spencer Smith Asset Management, Inc. | State | $46.2 million | 76 |
| 17 | Mazuelos & Company Wealth Management | State | $39.6 million | 100 |
| 18 | Thomas R. Noonan, Inc. | State | $22.0 million | 14 |
| 19 | Financial Planning Services, Inc. | SEC | $20.0 million | 22 |
| 20 | A.E. Laufer Financial Services, Inc. | State | $9.8 million | 35 |
| 21 | Wiggin Financial Services | State | $9.5 million | 57 |
| 22 | Harbor Wealth Management | State | $4.4 million | 14 |
| 23 | Wolfson Private Wealth, LLC | State | $2.7 million | 16 |
| 24 | Brickstone Advisors | State | $2.1 million | 4 |
| 25 | Elderkin Wealth Management LLC | State | $1.2 million | 1 |
| 26 | Green Musa Capital, LLC | State | $746,814 | 64 |
| 27 | Big Blue Investors, LLC | State | $674,567 | 5 |
| 28 | Vaquita Sun, Inc. | State | $94,241 | 1 |
| 29 | Kraken Adviser LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $377 | 9 |
| 30 | Acertado Investments | State | $0 | 0 |
| 31 | Allied Capital Group, LLC | State | $0 | 0 |
| 32 | Associated Investor Services, Inc. | State | $0 | 0 |
| 33 | Candor Strategic Partners LLC | State | $0 | 0 |
| 34 | EX Cathedra LLC | State | $0 | 0 |
| 35 | Integrated Financial Strategies, LLC | SEC | $0 | 0 |
| 36 | Rosenberg Wealth Management LLC | State | $0 | 0 |
Wealth management firms in Florida, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.