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Independent RIAs in Fort Lauderdale, Florida

As of October 2, 2026, 32 independent wealth management RIAs with their main office in Fort Lauderdale, Florida reported $8.4 billion in regulatory assets under management; the largest by assets was Sound Income Strategies, LLC, with $4.2 billion.

Include wirehouses and broker-dealer firms

Independent wealth management RIAs
32
Regulatory assets under management
$8.4 billion
Average per firm
$262.1 million
SEC-registered, of those listed
8 of 32 (25.0%)

Firms by assets

#FirmRegistrationRAUMAccounts
1 Sound Income Strategies, LLC SEC $4.2 billion 24,756
2 Palisades Hudson Asset Management, L.P. SEC $1.8 billion 171
3 Global Wealth Management Investment Advisory, Inc. SEC $722.8 million 3,687
4 Fiori Financial Group SEC $567.4 million 675
5 Aragon Capital LLC SEC $349.3 million 1,209
6 Horowitz & Company, Inc. SEC $180.7 million 429
7 Heller Private Wealth State $95.7 million 184
8 Sac Investment Management LLC State $68.0 million 160
9 Avance Private Wealth LLC State $58.7 million 200
10 Steele Asset Management State $57.7 million 181
11 Murray Street Capital Advisors, LLC State $54.7 million 145
12 Cantu Tactical Wealth Management, Inc. State $51.3 million 191
13 Spencer Smith Asset Management, Inc. State $46.2 million 76
14 Mazuelos & Company Wealth Management State $39.6 million 100
15 Thomas R. Noonan, Inc. State $22.0 million 14
16 Financial Planning Services, Inc. SEC $20.0 million 22
17 A.E. Laufer Financial Services, Inc. State $9.8 million 35
18 Wiggin Financial Services State $9.5 million 57
19 Harbor Wealth Management State $4.4 million 14
20 Wolfson Private Wealth, LLC State $2.7 million 16
21 Brickstone Advisors State $2.1 million 4
22 Elderkin Wealth Management LLC State $1.2 million 1
23 Green Musa Capital, LLC State $746,814 64
24 Big Blue Investors, LLC State $674,567 5
25 Vaquita Sun, Inc. State $94,241 1
26 Acertado Investments State $0 0
27 Allied Capital Group, LLC State $0 0
28 Associated Investor Services, Inc. State $0 0
29 Candor Strategic Partners LLC State $0 0
30 EX Cathedra LLC State $0 0
31 Integrated Financial Strategies, LLC SEC $0 0
32 Rosenberg Wealth Management LLC State $0 0

Independent RIAs in Florida, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.