City
Wealth management firms in Guilford, Connecticut
As of October 2, 2026, 8 wealth management firms, including broker-dealer firms, with their main office in Guilford, Connecticut reported $2.4 billion in regulatory assets under management; the largest by assets was Compass Wealth Management LLC, with $682.5 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 8
- Regulatory assets under management
- $2.4 billion
- Average per firm
- $302.2 million
- SEC-registered, of those listed
- 5 of 8 (62.5%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Compass Wealth Management LLC | SEC | $682.5 million | 931 |
| 2 | Grey Ledge Advisors, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $616.0 million | 1,575 |
| 3 | Monte Financial Group, LLC | SEC | $482.4 million | 438 |
| 4 | Diastole Wealth Management | SEC | $396.0 million | 1,434 |
| 5 | Granite Islands Private Wealth, LLC | SEC | $229.9 million | 491 |
| 6 | McCauley Investments Advisors LLC | State | $9.2 million | 48 |
| 7 | Smartvalue Investment Management, LLC | State | $1.9 million | 4 |
| 8 | Real Financial Planning, LLC | State | $0 | 0 |
Wealth management firms in Connecticut, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.