City
Wealth management firms in Monument, Colorado
As of October 2, 2026, 8 wealth management firms, including broker-dealer firms, with their main office in Monument, Colorado reported $240.6 million in regulatory assets under management; the largest by assets was Financial Action, Inc., with $100.3 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 8
- Regulatory assets under management
- $240.6 million
- Average per firm
- $30.1 million
- SEC-registered, of those listed
- 1 of 8 (12.5%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Financial Action, Inc. | SEC | $100.3 million | 1,047 |
| 2 | Arkenstone Financial, LLC | State | $97.0 million | 504 |
| 3 | Modern Financial | State | $35.0 million | 348 |
| 4 | Thrive Financial Management | State | $4.5 million | 15 |
| 5 | Simplicifi, LLC | State | $3.8 million | 50 |
| 6 | Advanced Wealth Advice | State | $0 | 0 |
| 7 | Prudent Wealthcare | State | $0 | 0 |
| 8 | The Real Estate Whisperer(r) | State | $0 | 0 |
Wealth management firms in Colorado, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.