City
Independent RIAs in Castle Rock, Colorado
As of October 2, 2026, 13 independent wealth management RIAs with their main office in Castle Rock, Colorado reported $835.2 million in regulatory assets under management; the largest by assets was Three Peaks Capital Management, LLC, with $222.9 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 13
- Regulatory assets under management
- $835.2 million
- Average per firm
- $64.2 million
- SEC-registered, of those listed
- 3 of 13 (23.1%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Three Peaks Capital Management, LLC | SEC | $222.9 million | 72 |
| 2 | Fidelis Wealth Advisors | SEC | $210.4 million | 619 |
| 3 | Forecast Capital Management | State | $107.6 million | 393 |
| 4 | Jackson Wealth Management, LLC | SEC | $107.0 million | 380 |
| 5 | Future Capital Management Inc. | State | $78.6 million | 673 |
| 6 | Buswell Associates, Inc. | State | $33.8 million | 129 |
| 7 | Abboud Financial Planning, Inc. | State | $25.1 million | 58 |
| 8 | DWM Family Wealth | State | $23.0 million | 34 |
| 9 | Snowcap Financial | State | $13.2 million | 180 |
| 10 | Hill Country Kingdom Advisors | State | $10.2 million | 102 |
| 11 | Trailpoint Financial Planning | State | $2.8 million | 17 |
| 12 | JD Haggar Financial | State | $595,000 | 3 |
| 13 | CIM | State | $0 | 0 |
Independent RIAs in Colorado, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.