City
Wealth management firms in Westlake Village, California
As of October 2, 2026, 38 wealth management firms, including broker-dealer firms, with their main office in Westlake Village, California reported $16.1 billion in regulatory assets under management; the largest by assets was One Capital Management, LLC, with $8.5 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 38
- Regulatory assets under management
- $16.1 billion
- Average per firm
- $424.4 million
- SEC-registered, of those listed
- 20 of 38 (52.6%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | One Capital Management, LLC | SEC | $8.5 billion | 10,969 |
| 2 | Manchester Financial Inc | SEC | $1.0 billion | 2,453 |
| 3 | Alliance Advisory & Securities, LLC | SEC | $687.4 million | 2,748 |
| 4 | Cruden Bay Investment Management, LLC | SEC | $663.1 million | 610 |
| 5 | FMB Wealth Management | SEC | $615.7 million | 958 |
| 6 | Alteri Wealth | SEC | $566.1 million | 1,344 |
| 7 | Oak Asset Management, LLC | SEC | $413.8 million | 687 |
| 8 | Williams & Novak Wealth Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $342.8 million | 1,036 |
| 9 | Sherwood Financial Partners, LLC | SEC | $293.8 million | 207 |
| 10 | Village Wealth Advisors | SEC | $257.9 million | 517 |
| 11 | Winters Financial Group, Inc. | SEC | $252.3 million | 634 |
| 12 | Fischer Investment Strategies, LLC | SEC | $251.9 million | 1,125 |
| 13 | Calabasas Advisory Group, LLC | SEC | $249.5 million | 1,104 |
| 14 | Zephyr Wealth Management Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $242.8 million | 687 |
| 15 | Hippocratic Financial Advisors | SEC | $229.0 million | 1,645 |
| 16 | Total Wealth Services, LLC | SEC | $186.1 million | 347 |
| 17 | Guild Investment Management, Inc. | SEC | $185.2 million | 211 |
| 18 | Classic Financial | SEC | $151.6 million | 215 |
| 19 | Carmandalian Financial Group, LLC | SEC | $150.8 million | 363 |
| 20 | Haven Capital Group | SEC | $143.9 million | 125 |
| 21 | Brave New Wealth | State | $130.7 million | 114 |
| 22 | Strava Financial, LLC | State | $92.4 million | 170 |
| 23 | Mfac Financial Advisors, Inc. | State | $74.1 million | 58 |
| 24 | MD Wealth Partners, Inc | State | $60.0 million | 221 |
| 25 | Agg Asset Management, LLC | State | $55.0 million | 165 |
| 26 | Westlake Capital Inc | State | $47.4 million | 14 |
| 27 | Butler Financial Services, Ltd. | State | $45.3 million | 112 |
| 28 | Wealth Enhancement & Preservation, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $33.7 million | 50 |
| 29 | Elevated Wealth Strategies LLC | State | $23.9 million | 1 |
| 30 | Kate Capital Group | State | $22.9 million | 93 |
| 31 | Lone Peak Asset Management, Inc. | State | $19.0 million | 72 |
| 32 | ETF Portfolio Management LLC | State | $16.4 million | 32 |
| 33 | Highgate Financial Partners | State | $15.9 million | 26 |
| 34 | Broman & Greig Asset Management, LLC | State | $11.1 million | 13 |
| 35 | Brooks Wealth Management | State | $10.5 million | 84 |
| 36 | Farmers Asset Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $7.7 million | 9 |
| 37 | Santa Cruz Wealth Management Inc. | State | $3.3 million | 18 |
| 38 | Venado Investment Advisors LLC | State | $1.0 million | 6 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.