City
Wealth management firms in Thousand Oaks, California
As of October 2, 2026, 28 wealth management firms, including broker-dealer firms, with their main office in Thousand Oaks, California reported $3.9 billion in regulatory assets under management; the largest by assets was De Groote Financial Group, LLC, with $1.2 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 28
- Regulatory assets under management
- $3.9 billion
- Average per firm
- $138.5 million
- SEC-registered, of those listed
- 10 of 28 (35.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | De Groote Financial Group, LLC | SEC | $1.2 billion | 2,346 |
| 2 | Hillcrest Financial Group | SEC | $567.8 million | 1,100 |
| 3 | Mfa Wealth Services | SEC | $310.0 million | 698 |
| 4 | Your Private Client Group, Inc. | SEC | $236.7 million | 400 |
| 5 | Hofer & Associates Wealth Management | SEC | $216.4 million | 300 |
| 6 | Pacific Financial Strategies, Inc | SEC | $201.2 million | 980 |
| 7 | Cedarstone Advisors | SEC | $198.4 million | 197 |
| 8 | DRH Investments, Inc. | SEC | $191.0 million | 332 |
| 9 | Longevity Capital Management | SEC | $184.2 million | 254 |
| 10 | Jeffrey Joseph Management | State | $98.7 million | 78 |
| 11 | Farrell Financial, Inc. | State | $73.7 million | 136 |
| 12 | Strategic Financial | State | $73.4 million | 141 |
| 13 | Paul R. Williams Investment Advisor | State | $50.0 million | 25 |
| 14 | Retirement Wealth Center Inc | State | $41.8 million | 121 |
| 15 | Carty Financial, Inc. | State | $40.2 million | 125 |
| 16 | Gold Coast Securities, Inc. | State | $39.9 million | 52 |
| 17 | Team Elevated Asset Management | State | $33.9 million | 78 |
| 18 | Profit Strategies, Inc. | State | $27.7 million | 51 |
| 19 | Richard Lees Capital Management | State | $20.6 million | 28 |
| 20 | Confide | State | $12.6 million | 55 |
| 21 | Shidoosh Wealth Management LLC | State | $12.5 million | 36 |
| 22 | HN Buss Investing | State | $12.2 million | 85 |
| 23 | Buff Your Finances | State | $9.9 million | 101 |
| 24 | Rivetti Investment Services, LLC | State | $6.4 million | 58 |
| 25 | Align Investment Advisors, LLC | State | $2.0 million | 3 |
| 26 | Bassin, Bruce | State | $0 | 0 |
| 27 | Valley Center Advisors | State | $0 | 0 |
| 28 | Zai Technologies LLC | SEC | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.