City
Wealth management firms in Stockton, California
As of October 2, 2026, 9 wealth management firms, including broker-dealer firms, with their main office in Stockton, California reported $699.9 million in regulatory assets under management; the largest by assets was DKM Wealth Management, Inc., with $316.8 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 9
- Regulatory assets under management
- $699.9 million
- Average per firm
- $77.8 million
- SEC-registered, of those listed
- 2 of 9 (22.2%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | DKM Wealth Management, Inc. | SEC | $316.8 million | 502 |
| 2 | Attentive Investments, LLC | SEC | $197.5 million | 1,079 |
| 3 | RSG Financial Group Inc | State | $50.1 million | 105 |
| 4 | Goldstrand Planning Group | State | $43.1 million | 57 |
| 5 | Spurgeon Financial Group | State | $37.8 million | 335 |
| 6 | Boddington Capital, LLC | State | $27.3 million | 27 |
| 7 | Michael P Lynch Wealth Management, LLC | State | $23.4 million | 61 |
| 8 | Lee R. Robinson & Associates | State | $3.9 million | 21 |
| 9 | Dotch Capital | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.