City
Wealth management firms in Simi Valley, California
As of October 2, 2026, 13 wealth management firms, including broker-dealer firms, with their main office in Simi Valley, California reported $2.5 billion in regulatory assets under management; the largest by assets was HBW Advisory Services LLC, with $1.7 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 13
- Regulatory assets under management
- $2.5 billion
- Average per firm
- $189.5 million
- SEC-registered, of those listed
- 2 of 13 (15.4%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | HBW Advisory Services LLC | SEC | $1.7 billion | 14,679 |
| 2 | Tortuga Advisers LLC | SEC | $563.5 million | 40 |
| 3 | Bridge the Gap Retirement Planners | State | $49.1 million | 125 |
| 4 | PB Capital | State | $33.9 million | 185 |
| 5 | Pacific Investment Advisors, LLC | State | $25.7 million | 58 |
| 6 | The Simple Investor's Guide, LLC | State | $12.5 million | 28 |
| 7 | The Independent Financial Group | State | $10.8 million | 19 |
| 8 | The Butterfield Group LLC | State | $7.9 million | 60 |
| 9 | AI Financial, Inc. | State | $6.0 million | 11 |
| 10 | Qmulate | State | $6.0 million | 31 |
| 11 | SR99ADVISORS | State | $38,630 | 4 |
| 12 | Santa Susana Financial, LLC | State | $0 | 0 |
| 13 | Strateon Intelligent Wealth LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.