City
Wealth management firms in Sausalito, California
As of October 2, 2026, 14 wealth management firms, including broker-dealer firms, with their main office in Sausalito, California reported $2.2 billion in regulatory assets under management; the largest by assets was Caldwell Sutter Capital, Inc., with $605.7 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 14
- Regulatory assets under management
- $2.2 billion
- Average per firm
- $158.5 million
- SEC-registered, of those listed
- 5 of 14 (35.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Caldwell Sutter Capital, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $605.7 million | 1,249 |
| 2 | Westend Capital Management, LLC. | SEC | $436.2 million | 470 |
| 3 | Delta Accumulation, LLC | SEC | $332.1 million | 7 |
| 4 | Verity Wealth Advisors, LLC | SEC | $278.5 million | 52 |
| 5 | Macroclimate LLC | SEC | $210.1 million | 103 |
| 6 | Abunda Financial, LLC | State | $103.1 million | 124 |
| 7 | Baker Street Asset Management, LLC | State | $91.6 million | 227 |
| 8 | Gridley Associates Inc | State | $85.9 million | 29 |
| 9 | The Investment and Philanthropy Corporation | State | $28.0 million | 38 |
| 10 | Balanced Financial Advisors | State | $22.6 million | 43 |
| 11 | JFD Capital, LLC | State | $18.0 million | 7 |
| 12 | Stafford Capital Management LLC | State | $4.4 million | 4 |
| 13 | Paolo Bernardi Advisor | State | $3.1 million | 11 |
| 14 | Core Asset Management Company | State | $44,561 | 16 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.