City
Wealth management firms in Saratoga, California
As of October 2, 2026, 7 wealth management firms, including broker-dealer firms, with their main office in Saratoga, California reported $2.9 billion in regulatory assets under management; the largest by assets was Saratoga Research & Investment Management, with $2.5 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 7
- Regulatory assets under management
- $2.9 billion
- Average per firm
- $419.3 million
- SEC-registered, of those listed
- 3 of 7 (42.9%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Saratoga Research & Investment Management | SEC | $2.5 billion | 2,740 |
| 2 | Vienna Asset Management LLC | SEC | $256.5 million | 134 |
| 3 | Aria Wealth Management | SEC | $130.0 million | 570 |
| 4 | Investcraft Advisors LLC | State | $19.5 million | 30 |
| 5 | Jain Capital Management LLC | State | $19.4 million | 22 |
| 6 | Opulent Strategies, LLC | State | $392,271 | 21 |
| 7 | Cheng, Jen I | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.