City
Wealth management firms in San Jose, California
As of October 2, 2026, 56 wealth management firms, including broker-dealer firms, with their main office in San Jose, California reported $9.6 billion in regulatory assets under management; the largest by assets was Werba Rubin Papier Wealth Management, LLC, with $1.4 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 56
- Regulatory assets under management
- $9.6 billion
- Average per firm
- $171.2 million
- SEC-registered, of those listed
- 19 of 56 (33.9%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Werba Rubin Papier Wealth Management, LLC | SEC | $1.4 billion | 2,105 |
| 2 | Kera Capital Partners | SEC | $1.4 billion | 1,045 |
| 3 | Silicon Valley Capital Partners, L.P. | SEC | $1.3 billion | 1,627 |
| 4 | Concentrum Wealth Management | SEC | $986.8 million | 1,546 |
| 5 | Clarity Wealth Advisors | SEC | $732.9 million | 1,353 |
| 6 | Betterwealth LLC | SEC | $659.9 million | 1,349 |
| 7 | TTP Investments, Inc. | SEC | $570.6 million | 1,038 |
| 8 | Potentia Wealth | SEC | $569.1 million | 1,253 |
| 9 | Retirement Capital Strategies, Inc. | SEC | $305.2 million | 627 |
| 10 | Kalinowsky Asset Management | SEC | $253.8 million | 215 |
| 11 | DWR Wealth Management, LLC | SEC | $221.2 million | 647 |
| 12 | Legacy Wealth Advisors, LLC | SEC | $178.3 million | 210 |
| 13 | Corinthian Wealth Management | SEC | $131.7 million | 352 |
| 14 | Nim Wealth Solutions | SEC | $116.8 million | 302 |
| 15 | Align Wealth Management, LLC | SEC | $116.7 million | 153 |
| 16 | Heckman Financial & Insurance Services, Inc. | SEC | $116.4 million | 565 |
| 17 | Redwood Money | State | $87.4 million | 349 |
| 18 | JD Financial Fitness LLC | State | $86.3 million | 223 |
| 19 | Marathon Financial Advisors | State | $69.0 million | 36 |
| 20 | Silicon Valley Wealth Management Solutions, Inc. | State | $50.9 million | 273 |
| 21 | Hathaway Financial LLC | State | $39.4 million | 21 |
| 22 | Altos Financial Management, LLC | State | $31.1 million | 40 |
| 23 | PI Wealth Plan LLC | State | $26.4 million | 42 |
| 24 | Safe Money Inc. | State | $25.3 million | 49 |
| 25 | Caruso Family Financial Advisors (Cffa) LLC | State | $24.5 million | 95 |
| 26 | Abundit Wealth | State | $23.8 million | 58 |
| 27 | Fireside Financial Planning, Inc. | State | $17.7 million | 70 |
| 28 | SIGMA3CAPITAL LLC | State | $17.0 million | 65 |
| 29 | KRS Tax & Investments Inc. | State | $15.1 million | 43 |
| 30 | Chief Capital Management, Inc | State | $12.9 million | 14 |
| 31 | Lajala & Associates | State | $10.3 million | 6 |
| 32 | Amaral Financial Planning | State | $8.4 million | 23 |
| 33 | DRS Financial Partners LLC | State | $7.5 million | 12 |
| 34 | Sterling Advisory Services, LLC | State | $6.2 million | 8 |
| 35 | Meera Advisory, L.L.C. | State | $4.7 million | 9 |
| 36 | Small Victories Wealth | State | $3.7 million | 14 |
| 37 | Nadel Private Wealth LLC | State | $3.7 million | 7 |
| 38 | Andrey, Douglas | State | $1.6 million | 2 |
| 39 | Calabazas Creek Advisors, LLC | State | $1.0 million | 1 |
| 40 | Nine Gems Investment Management | State | $411,208 | 2 |
| 41 | Skysphere LLC | State | $320,000 | 8 |
| 42 | Arena Advisors LLC | State | $185,000 | 1 |
| 43 | Endowe Advisory LLC | SEC | $300 | 2 |
| 44 | Xoomfi Advisors | SEC | $300 | 3 |
| 45 | Azul Private Wealth, LLC | State | $0 | 0 |
| 46 | Brightplan LLC | SEC | $0 | 0 |
| 47 | Cura Collective Legacy | State | $0 | 0 |
| 48 | Dao Trading & Advisory Inc. | State | $0 | 0 |
| 49 | David, Alan R. | State | $0 | 0 |
| 50 | Financial Planning Consultants, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $0 | 0 |
| 51 | Global Advisors, LLC | State | $0 | 0 |
| 52 | Kessler Financial Services | State | $0 | 0 |
| 53 | Pantheon Wealth Planning | State | $0 | 0 |
| 54 | Quant Portfolio Management | State | $0 | 0 |
| 55 | Taxvet | State | $0 | 0 |
| 56 | Wolfe Signal Capital LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.