City
Wealth management firms in Pleasanton, California
As of October 2, 2026, 19 wealth management firms, including broker-dealer firms, with their main office in Pleasanton, California reported $3.0 billion in regulatory assets under management; the largest by assets was RPG Investment Advisory, LLC, with $1.0 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 19
- Regulatory assets under management
- $3.0 billion
- Average per firm
- $158.2 million
- SEC-registered, of those listed
- 5 of 19 (26.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | RPG Investment Advisory, LLC | SEC | $1.0 billion | 953 |
| 2 | Mirador Capital Partners | SEC | $1.0 billion | 2,249 |
| 3 | Kaizen Financial Strategies, LLC | SEC | $287.1 million | 749 |
| 4 | Grant Private Wealth Management | SEC | $255.0 million | 569 |
| 5 | Sierra Pacific Private Wealth, LLC | SEC | $245.9 million | 294 |
| 6 | Knight and Company Wealth Advisors, LLC | State | $56.9 million | 99 |
| 7 | Adap Tax Financial, Inc. | State | $38.4 million | 165 |
| 8 | Carr Wealth Management LLC | State | $23.9 million | 63 |
| 9 | SF Value Capital, LLC | State | $17.0 million | 31 |
| 10 | The R.L. Brown Advisory Group, LLC | State | $12.0 million | 40 |
| 11 | Abundance Advisers | State | $9.5 million | 17 |
| 12 | Dejarnatt, Paul E | State | $7.1 million | 13 |
| 13 | Pleasanton Wealth | State | $1.1 million | 15 |
| 14 | Worthique | State | $758,289 | 1 |
| 15 | Wealthpaver | State | $67,232 | 24 |
| 16 | Acumain Capital, LLC | State | $0 | 0 |
| 17 | Golkonda Investment Advisors | State | $0 | 0 |
| 18 | Prudent Prospera Planning, Inc. | State | $0 | 0 |
| 19 | Sobora Capital | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.