City
Wealth management firms in Novato, California
As of October 2, 2026, 10 wealth management firms, including broker-dealer firms, with their main office in Novato, California reported $1.2 billion in regulatory assets under management; the largest by assets was Ketron Financial LLC, with $384.0 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 10
- Regulatory assets under management
- $1.2 billion
- Average per firm
- $115.0 million
- SEC-registered, of those listed
- 4 of 10 (40.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Ketron Financial LLC | SEC | $384.0 million | 733 |
| 2 | Alpha Wealth Management and Planning LLC | SEC | $319.6 million | 1,417 |
| 3 | MCM Wealth | SEC | $170.8 million | 392 |
| 4 | Sonoma Private Wealth LLC | SEC | $158.5 million | 155 |
| 5 | Baughman Financial Group | State | $76.4 million | 148 |
| 6 | Jack Point Advisors, LLC | State | $35.0 million | 44 |
| 7 | Fedeli Financial, LLC | State | $5.1 million | 2 |
| 8 | Full Compass Investment Advisors | State | $950,753 | 4 |
| 9 | Alders Financial Solutions | State | $0 | 0 |
| 10 | Asti Financial Management | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.