City
Wealth management firms in Napa, California
As of October 2, 2026, 12 wealth management firms, including broker-dealer firms, with their main office in Napa, California reported $1.8 billion in regulatory assets under management; the largest by assets was Dedora Capital, Inc., with $550.7 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 12
- Regulatory assets under management
- $1.8 billion
- Average per firm
- $146.7 million
- SEC-registered, of those listed
- 5 of 12 (41.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Dedora Capital, Inc. | SEC | $550.7 million | 1,309 |
| 2 | Harrington Investments, Inc. | SEC | $374.7 million | 216 |
| 3 | 5T Wealth, LLC | SEC | $331.4 million | 533 |
| 4 | Romain Walsh Clerou Professional Investment MGMT | SEC | $218.9 million | 42 |
| 5 | Knecht Capital Management, LLC | SEC | $116.0 million | 287 |
| 6 | Tresses Capital Management, LLC | State | $56.0 million | 67 |
| 7 | Brennan Asset Management | State | $50.9 million | 16 |
| 8 | John H. Liles, CFP | State | $40.7 million | 43 |
| 9 | Soares Financial, Inc. | State | $21.0 million | 71 |
| 10 | Olde World Investments | State | $175,000 | 5 |
| 11 | Arcadian Associates, LLC | State | $0 | 0 |
| 12 | Benefits Plus, LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.