City
Wealth management firms in Lodi, California
As of October 2, 2026, 5 wealth management firms, including broker-dealer firms, with their main office in Lodi, California reported $1.5 billion in regulatory assets under management; the largest by assets was Valley Wealth Strategies, LLC, with $1.4 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 5
- Regulatory assets under management
- $1.5 billion
- Average per firm
- $305.1 million
- SEC-registered, of those listed
- 1 of 5 (20.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Valley Wealth Strategies, LLC | SEC | $1.4 billion | 6,774 |
| 2 | Aspire Advisory Services | State | $69.5 million | 80 |
| 3 | McCann Investment Management LLC | State | $8.3 million | 212 |
| 4 | Arbor Family Wealth Advisors, Inc. | State | $0 | 0 |
| 5 | Delta Capital Management | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.