City
Wealth management firms in Lake Forest, California
As of October 2, 2026, 6 wealth management firms, including broker-dealer firms, with their main office in Lake Forest, California reported $713.9 million in regulatory assets under management; the largest by assets was Prudent Investors, with $515.8 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 6
- Regulatory assets under management
- $713.9 million
- Average per firm
- $119.0 million
- SEC-registered, of those listed
- 4 of 6 (66.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Prudent Investors | SEC | $515.8 million | 670 |
| 2 | Endure Capital, LLC | SEC | $106.9 million | 75 |
| 3 | O'Neill Financial Management, Inc. | State | $86.7 million | 283 |
| 4 | Berilium | SEC | $4.5 million | 42 |
| 5 | Douglas W. Jones Associates Financial & Insurance Services, Inc. | State | $0 | 0 |
| 6 | Solid State Wealth Advisory Group | SEC | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.