City
Wealth management firms in Alameda, California
As of October 2, 2026, 9 wealth management firms, including broker-dealer firms, with their main office in Alameda, California reported $540.5 million in regulatory assets under management; the largest by assets was Shum Financial Group, Inc., with $322.0 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 9
- Regulatory assets under management
- $540.5 million
- Average per firm
- $60.1 million
- SEC-registered, of those listed
- 1 of 9 (11.1%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Shum Financial Group, Inc. | SEC | $322.0 million | 990 |
| 2 | De Luchi Investment Management | State | $73.8 million | 62 |
| 3 | Ribera Investment Management, LLC | State | $64.5 million | 41 |
| 4 | Moneywell | State | $64.2 million | 132 |
| 5 | GP Wealth Management, LLC | State | $12.9 million | 16 |
| 6 | Herriot Financial, LLC | State | $3.1 million | 8 |
| 7 | BCN Financial, Inc. | State | $0 | 0 |
| 8 | Fireside Finances, LLC | State | $0 | 0 |
| 9 | Kevin Kennedy, LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.