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Wealth management firms in Little Rock, Arkansas

As of October 2, 2026, 43 wealth management firms, including broker-dealer firms, with their main office in Little Rock, Arkansas reported $33.3 billion in regulatory assets under management; the largest by assets was Stephens, with $18.0 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Wealth management firms
43
Regulatory assets under management
$33.3 billion
Average per firm
$773.5 million
SEC-registered, of those listed
26 of 43 (60.5%)

Firms by assets

Wealth management firms in Little Rock, Arkansas, largest first
#FirmRegistrationRAUMAccounts
1 Stephens Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. SEC $18.0 billion 21,991
2 Naviter Wealth, LLC SEC $1.9 billion 957
3 Stephens Group Asset Management, LLC SEC $1.7 billion 446
4 Legacy Capital Wealth Partners, LLC SEC $1.5 billion 2,626
5 Foundation Resource Management, Inc. SEC $1.1 billion 597
6 Bass and Bell, Inc. SEC $1.0 billion 1,322
7 Lathrop Investment Management Company SEC $1.0 billion 836
8 The Arkansas Financial Group, Inc. SEC $971.1 million 1,661
9 TMB Capital Partners, LLC SEC $867.8 million 456
10 Gilliland Jeter Wealth Management, LLC SEC $569.1 million 836
11 Ifrah Financial Services, Inc. SEC $489.1 million 1,432
12 Horrell Capital Management, Inc. SEC $435.1 million 144
13 Applied Capital LLC SEC $357.5 million 2,200
14 Gutierrez Wealth Advisory, LLC SEC $329.3 million 510
15 Clientfirst Wealth Management, LLC SEC $302.8 million 105
16 Mendel Capital Management, LLC SEC $272.3 million 412
17 Forest Hill Capital, LLC SEC $248.8 million 5
18 Ipsen Advisor Group SEC $236.1 million 1,003
19 Millennium Capital Advisors, LLC SEC $232.2 million 335
20 Brown Capital Management, LLC SEC $216.1 million 327
21 Crews & Associates, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. SEC $181.1 million 336
22 Corkern & Co., Inc. SEC $161.9 million 85
23 Financial Legacy Management, NC. SEC $153.1 million 771
24 Rivertree Wealth SEC $143.1 million 671
25 Retirepath Wealth, LLC State $109.7 million 760
26 First Financial Services, LLC SEC $103.2 million 197
27 Heritage Asset Managers, Inc. State $83.4 million 93
28 Caprock Wealth Management State $83.3 million 272
29 Ethos Capital Group, LLC State $77.6 million 341
30 White McGowan State $75.0 million 1,625
31 Fiduciary Wealth Management, LLC State $58.5 million 76
32 Luxon Brown State $56.3 million 267
33 Global Wealth Management, Inc. State $48.5 million 368
34 Round Table Financial State $45.6 million 77
35 Valuepoint Partners, Inc. State $17.6 million 22
36 R.M. Duncan Capital Management Corporation Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. State $13.3 million 28
37 Sound Capital State $6.9 million 66
38 Advanced Retirement Solutions, Inc. State $4.6 million 85
39 Crosscurrent Wealthmanagement, LLC State $1.3 million 12
40 Aptus Financial, LLC SEC $0 0
41 Daniel Financial Group, Inc. State $0 0
42 Rainbrook Capital LLC State $0 0
43 Stoffel Financial Advisor's, LLC State $0 0

Wealth management firms in Arkansas, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.