SEC-registered wealth management firm Broker-dealer affiliated
Insight Securities, Inc.
As of its Form ADV filed September 30, 2026, Insight Securities, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Highland Park, Illinois, reported $4.4 million in regulatory assets under management across 12 accounts, ranking #681 among all wealth firms in Illinois by assets.
Registration
- Main office
- Highland Park, IL
- Registration
- SEC-registered, Approved
- CRD number
- 5611
- SEC file number
- 801-12999
- Registered since
- May 25, 1977
- Latest Form ADV filing
- September 30, 2026
- Organized as
- Corporation
- Fiscal year ends
- June
- Other offices
- 5
Key figures
- Regulatory assets under management
- $4.4 million
- Discretionary
- $4.4 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 12 (12 discretionary)
- Clients
- 12, approximate as reported
- Employees
- 25
- Advisory staff
- 14 performing investment advisory functions
- Average account
- $364,167
- Asset growth, 1 year
- -97.0% (from $147.7 million a year earlier)
- Asset growth, 3-year annual rate
- -67.5% (from $126.7 million three years earlier)
- Asset growth, 5-year annual rate
- -52.4% (from $179.2 million five years earlier)
- Client growth, 1 year
- -80.6% (from 62)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
| Ranking | Nationally | In Illinois | Value |
|---|---|---|---|
| Largest wealth firms by assets under management, including broker-dealer firms | #17,902 | #681 | $4.4 million |
| Fastest-growing wealth firms over one year, including broker-dealer firms | #7,306 | #298 | -97.0%from $147.7 million |
| Fastest-growing wealth firms over three years, including broker-dealer firms | #5,959 | #248 | -67.5%from $126.7 million |
| Fastest-growing wealth firms over five years, including broker-dealer firms | #5,179 | #211 | -52.4%from $179.2 million |
| Wealth firms with the most clients, including broker-dealer firms | #18,146 | #681 | 12 |
| Wealth firms with the most accounts, including broker-dealer firms | #18,118 | #691 | 12 |
| Wealth firms with the most advisory staff, including broker-dealer firms | #1,053 | #54 | 14 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $102.5 million |
| October 3, 2011 | $112.3 million |
| October 1, 2012 | $127.9 million |
| October 1, 2013 | $103.3 million |
| October 1, 2014 | $102.1 million |
| October 1, 2015 | $192.2 million |
| October 3, 2016 | $151.5 million |
| October 2, 2017 | $110.3 million |
| October 1, 2018 | $110.2 million |
| October 1, 2019 | $213.3 million |
| October 1, 2020 | $169.8 million |
| October 4, 2021 | $179.2 million |
| October 3, 2022 | $162.9 million |
| October 5, 2023 | $126.7 million |
| October 1, 2024 | $147.7 million |
| September 2, 2025 | $147.7 million |
| October 2, 2026 | $4.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 12 clients | $4.4 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 19
- Also registered through a broker-dealer
- 16
- Employees who are IARs (Form ADV 5.B(3))
- 12
Between 11 and 19 of the firm's 19 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 3 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Illinois
| Firm | City | RAUM |
|---|---|---|
| Blameuser Asset Management | Antioch | $4.5 million |
| Elite Asset Management, LLC | Palatine | $4.5 million |
| Edvestment Solutions L.L.C. | Lemont | $4.5 million |
| Naperville Private Wealth, LLC | Naperville | $4.2 million |
| Apis Financial Group, LLC | Villa Park | $4.1 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Insight Securities, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.insightamericas.net
- Wealth management firms in Illinois
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.