SEC-registered wealth management firm Broker-dealer affiliated
&Partners
As of its Form ADV filed September 25, 2026, &Partners, an SEC-registered, broker-dealer affiliated wealth management firm in Nashville, Tennessee, reported $30.3 billion in regulatory assets under management across 62,194 accounts, ranking #1 among all wealth firms in Tennessee by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 3767
- SEC file number
- 801-37145
- Registered since
- October 25, 1990
- Latest Form ADV filing
- September 25, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 122
Key figures
- Regulatory assets under management
- $30.3 billion
- Discretionary
- $29.3 billion (96.7%)
- Non-discretionary
- $993.4 million
- Accounts
- 62,194 (61,660 discretionary)
- Clients
- 62,194, approximate as reported
- Employees
- 703
- Advisory staff
- 439 performing investment advisory functions
- Average account
- $486,682
- Asset growth, 1 year
- 114.0% (from $14.1 billion a year earlier)
- Asset growth, 3-year annual rate
- 257.3% (from $663.8 million three years earlier)
- Asset growth, 5-year annual rate
- 128.8% (from $482.2 million five years earlier)
- Client growth, 1 year
- 92.9% (from 32,235)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $214.2 million |
| October 3, 2011 | $243.8 million |
| October 1, 2012 | $255.1 million |
| October 1, 2013 | $275.2 million |
| October 1, 2014 | $304.5 million |
| October 1, 2015 | $206.2 million |
| October 3, 2016 | $123.5 million |
| October 2, 2017 | $237.6 million |
| October 1, 2018 | $209.8 million |
| October 1, 2019 | $195.2 million |
| October 1, 2020 | $376.4 million |
| October 4, 2021 | $482.2 million |
| October 3, 2022 | $690.0 million |
| October 5, 2023 | $663.8 million |
| October 1, 2024 | $1.2 billion |
| September 2, 2025 | $14.1 billion |
| October 2, 2026 | $30.3 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 11,803 clients | $11.4 billion | |
| Individuals (other than high net worth) 42,060 clients | $9.3 billion | |
| Other 5,687 clients | $6.4 billion | |
| Corporations or other businesses 735 clients | $2.3 billion | |
| Pension and profit sharing plans 1,887 clients | $862.1 million | |
| Charitable organizations 22 clients | $12.4 million | |
| Banking or thrift institutions fewer than 5 clients | $0 | |
| State or municipal government entities fewer than 5 clients | $0 | |
| Other investment advisers fewer than 5 clients | $0 | |
| Insurance companies fewer than 5 clients | $0 | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Subscription fees
- Fixed fees
- Commissions
- Performance-based fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars or workshops
- Other
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
- Registered municipal advisor
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported custody of client cash or securities, $30.2 billion in total.
Investment adviser representatives
- IARs registered with the firm
- 549
- Also registered through a broker-dealer
- 547
- Employees who are IARs (Form ADV 5.B(3))
- 439
Designations held by the firm's IARs: CFP 106, ChFC 10, CFA 8.
Between 47 and 284 of the firm's 549 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 10 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Tennessee
| Firm | City | RAUM |
|---|---|---|
| Sagespring Wealth Partners | Franklin | $8.5 billion |
| The Pacific Financial Group, Inc. | Nashville | $5.1 billion |
| B. Riley Wealth Advisors, Inc. | Memphis | $4.2 billion |
| Thoroughbred Financial Services, LLC | Brentwood | $4.0 billion |
| Calydon Capital, LLC | Memphis | $3.6 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- &Partners on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.andpartners.com
- Wealth management firms in Tennessee
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.