SEC-registered independent wealth management RIA
Alton Road Capital, LP
As of its Form ADV filed March 5, 2026, Alton Road Capital, LP, an SEC-registered independent wealth management RIA in Vero Beach, Florida, reported $26.6 million in regulatory assets under management across 1 account, ranking #919 among independent RIAs in Florida by assets.
Registration
- Main office
- Vero Beach, FL
- Registration
- SEC-registered, Approved
- CRD number
- 332521
- SEC file number
- 801-131310
- Registered since
- October 17, 2024
- Latest Form ADV filing
- March 5, 2026
- Organized as
- Limited Partnership
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $26.6 million
- Discretionary
- $26.6 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 1 (1 discretionary)
- Clients
- 1, approximate as reported
- Employees
- 2
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $26.6 million
- Asset growth, 1 year
- -5.8% (from $28.3 million a year earlier)
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 0.0% (from 1)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| September 2, 2025 | $28.3 million |
| October 2, 2026 | $26.6 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 1 client | $26.6 million |
How the firm is paid
- Fixed fees
- Performance-based fees
Advisory services
- Portfolio management for individuals or small businesses
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Commodity pool operator or commodity trading advisor
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Banyan Asset Management, Inc. | Naples | $27.0 million |
| Stadium Financial LLC | Orlando | $26.8 million |
| Capital Asset Management Group, Inc. | West Palm Beach | $26.8 million |
| Crespo Capital LLC | Jacksonville | $26.6 million |
| River Tree Capital Management | Bonita Springs | $26.3 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Alton Road Capital, LP on IAPD: Form ADV, brochures and disclosure detail.
- Independent RIAs in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.