SEC-registered independent wealth management RIA
Copper Beech Financial Group, LLC
As of its Form ADV filed March 12, 2026, Copper Beech Financial Group, LLC, an SEC-registered independent wealth management RIA in Moorestown, New Jersey, reported $197.4 million in regulatory assets under management across 584 accounts, ranking #147 among independent RIAs in New Jersey by assets.
Registration
- Main office
- Moorestown, NJ
- Registration
- SEC-registered, Approved
- CRD number
- 313156
- SEC file number
- 801-121409
- Registered since
- June 11, 2021
- Latest Form ADV filing
- March 12, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $197.4 million
- Discretionary
- $141.1 million (71.5%)
- Non-discretionary
- $56.3 million
- Accounts
- 584 (438 discretionary)
- Clients
- 217, approximate as reported
- Employees
- 9
- Advisory staff
- 4 performing investment advisory functions
- Average account
- $338,016
- Asset growth, 1 year
- 4.4% (from $189.1 million a year earlier)
- Asset growth, 3-year annual rate
- 28.8% (from $92.5 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- -21.7% (from 277)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New Jersey | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #5,410 | #147 | $197.4 million |
| Fastest-growing independent RIAs over one year | #6,022 | #172 | 4.4%from $189.1 million |
| Independent RIAs with the biggest asset gains over one year | #6,360 | #176 | $8.3 million |
| Independent RIAs with the most clients | #5,205 | #134 | 217 |
| Independent RIAs with the fastest client growth over one year | #5,531 | #157 | -21.7%from 277 |
| Independent RIAs with the most accounts | #4,295 | #116 | 584 |
| Independent RIAs with the most advisory staff | #3,365 | #91 | 4 |
| Independent RIAs with the most high net worth clients | #4,901 | #133 | 60 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $0 |
| October 3, 2022 | $101.1 million |
| October 5, 2023 | $92.5 million |
| October 1, 2024 | $112.6 million |
| September 2, 2025 | $189.1 million |
| October 2, 2026 | $197.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 60 clients | $86.8 million | |
| Insurance companies 35 clients | $59.0 million | |
| Corporations or other businesses 21 clients | $23.1 million | |
| Individuals (other than high net worth) 58 clients | $21.6 million | |
| Pension and profit sharing plans 27 clients | $6.9 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Financial planning clients (Item 5.H): 26-50.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Registered representative of a broker-dealer
- Insurance broker or agent
- Lawyer or law firm
Financial industry affiliations (Item 7.A)
- Insurance company or agency
Custody (Item 9)
The firm reported custody of client cash or securities, $5.8 million in total.
Investment adviser representatives
- IARs registered with the firm
- 3
- Also registered through a broker-dealer
- 2
- Employees who are IARs (Form ADV 5.B(3))
- 2
3 of the firm's 3 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New Jersey
| Firm | City | RAUM |
|---|---|---|
| Tandem Investment Partners, LLC | Bordentown | $200.2 million |
| Tranquilli Financial Advisor, LLC | Clinton | $199.4 million |
| Bautis Financial, LLC | Montclair | $197.4 million |
| Friedenthal Financial, LLC | Marlton | $196.4 million |
| Tepp Wealth Management | Westfield | $195.7 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Copper Beech Financial Group, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: copperbeechfg.com
- Independent RIAs in New Jersey
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.