State-registered wealth management firm Broker-dealer affiliated
World Choice Securities, Inc.
As of its Form ADV filed August 4, 2026, World Choice Securities, Inc., a state-registered, broker-dealer affiliated wealth management firm in Columbus, Ohio, reported $26.7 million in regulatory assets under management across 43 accounts, ranking #500 among all wealth firms in Ohio by assets.
Registration
- Registration
- State-registered, Approved
- CRD number
- 30933
- SEC file number
- None (state-registered)
- Registered since
- January 1, 1993
- Latest Form ADV filing
- August 4, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $26.7 million
- Discretionary
- $20.9 million (78.3%)
- Non-discretionary
- $5.8 million
- Accounts
- 43 (30 discretionary)
- Clients
- 43, approximate as reported
- Employees
- 3
- Advisory staff
- 3 performing investment advisory functions
- Average account
- $621,326
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 7, 2026 | $26.7 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 32 clients | $13.6 million | |
| High net worth individuals 11 clients | $13.1 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 3
- Also registered through a broker-dealer
- 3
- Employees who are IARs (Form ADV 5.B(3))
- 3
Designations held by the firm's IARs: ChFC 1.
1 of the firm's 3 IARs is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to at least one disclosure question; our source does not give the count. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Ohio
| Firm | City | RAUM |
|---|---|---|
| Fry Investment Advisors, Inc. | Centerville | $27.0 million |
| Welspire LLC | Upper Arlington | $26.5 million |
| Dennis Capital Management, L.L.C. | Cincinnati | $26.4 million |
| Boutique Wealth Advisors LLC | Canton | $26.4 million |
| Prestige Wealth Management LLC | Strongsville | $26.1 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- World Choice Securities, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.worldchoicesecurities.com
- Wealth management firms in Ohio
Firm data as of October 7, 2026, from IA_FIRM_STATE_Feed_10_07_2026.xml.gz. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 7, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.