SEC-registered independent wealth management RIA
MK3 Wealth LLC
As of its Form ADV filed July 6, 2026, MK3 Wealth LLC, an SEC-registered independent wealth management RIA in Cherry Hill, New Jersey, reported $113.1 million in regulatory assets under management across 223 accounts, ranking #211 among independent RIAs in New Jersey by assets.
Registration
- Main office
- Cherry Hill, NJ
- Registration
- SEC-registered, Approved
- CRD number
- 305760
- SEC file number
- 801-136283
- Registered since
- June 10, 2026
- Latest Form ADV filing
- July 6, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $113.1 million
- Discretionary
- $113.1 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 223 (223 discretionary)
- Clients
- 85, approximate as reported
- Employees
- 3
- Advisory staff
- 3 performing investment advisory functions
- Average account
- $507,359
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New Jersey | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #7,454 | #211 | $113.1 million |
| Independent RIAs with the most clients | #9,548 | #259 | 85 |
| Independent RIAs with the most accounts | #8,078 | #223 | 223 |
| Independent RIAs with the most advisory staff | #4,542 | #126 | 3 |
| Independent RIAs with the most high net worth clients | #7,994 | #236 | 29 |
| Independent RIAs with the most CFP professionals | #3,524 | #98 | 1 |
| Newest independent RIAs | #494 | #14 | $113.1 million |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2026 | $113.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 29 clients | $78.8 million | |
| Individuals (other than high net worth) 56 clients | $24.6 million | |
| Pension and profit sharing plans fewer than 5 clients | $7.5 million | |
| Corporations or other businesses fewer than 5 clients | $1.8 million | |
| Charitable organizations fewer than 5 clients | $447,840 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Registered representative of a broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 2
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
Designations held by the firm's IARs: CFP 1.
2 of the firm's 2 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New Jersey
| Firm | City | RAUM |
|---|---|---|
| NPM Consulting, LLC | Ridgewood | $116.1 million |
| Palante Wealth Advisors, LLC | Pennington | $115.5 million |
| Pleasantdale Wealth Management, LLC | Hackettstown | $113.7 million |
| Compass Private Wealth Group LLC | Short Hills | $113.3 million |
| Princeton Investment Management Company | Cream Ridge | $111.8 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- MK3 Wealth LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.mk3wealth.com
- Independent RIAs in New Jersey
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.