SEC-registered wealth management firm Broker-dealer affiliated
Texas Capital Bank Private Wealth Advisors
As of its Form ADV filed June 16, 2026, Texas Capital Bank Private Wealth Advisors, an SEC-registered, broker-dealer affiliated wealth management firm in Dallas, Texas, reported $4.2 billion in regulatory assets under management across 2,251 accounts, ranking #21 among all wealth firms in Texas by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 298422
- SEC file number
- 801-114364
- Registered since
- November 29, 2018
- Latest Form ADV filing
- June 16, 2026
- Legal name
- TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 5
Key figures
- Regulatory assets under management
- $4.2 billion
- Discretionary
- $3.4 billion (80.2%)
- Non-discretionary
- $830.4 million
- Accounts
- 2,251 (1,710 discretionary)
- Clients
- 735, approximate as reported
- Employees
- 64
- Advisory staff
- 39 performing investment advisory functions
- Average account
- $1.9 million
- Asset growth, 1 year
- 20.7% (from $3.5 billion a year earlier)
- Asset growth, 3-year annual rate
- 10.1% (from $3.1 billion three years earlier)
- Asset growth, 5-year annual rate
- 20.4% (from $1.7 billion five years earlier)
- Client growth, 1 year
- 0.5% (from 731)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2019 | $1.1 billion |
| October 1, 2020 | $1.3 billion |
| October 4, 2021 | $1.7 billion |
| October 3, 2022 | $2.4 billion |
| October 5, 2023 | $3.1 billion |
| October 1, 2024 | $3.4 billion |
| September 2, 2025 | $3.5 billion |
| October 2, 2026 | $4.2 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 501 clients | $2.2 billion | |
| Corporations or other businesses 128 clients | $1.1 billion | |
| Banking or thrift institutions 47 clients | $418.0 million | |
| Investment companies 1 client | $239.9 million | |
| Charitable organizations 58 clients | $232.8 million |
How the firm is paid
- A percentage of assets under management
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting
- Selection of other advisers
Financial planning clients (Item 5.H): 101-250.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Municipal advisor
- Banking or thrift institution
- Insurance company or agency
- Pension consultant
Custody (Item 9)
The firm reported custody of client cash or securities, $230.6 million in total.
Investment adviser representatives
- IARs registered with the firm
- 55
- Also registered through a broker-dealer
- 22
- Employees who are IARs (Form ADV 5.B(3))
- 47
Designations held by the firm's IARs: CFP 5, CFA 3.
0 of the firm's 55 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Texas
| Firm | City | RAUM |
|---|---|---|
| Avidian Wealth Solutions | Houston | $4.8 billion |
| Turtle Creek Trust | Dallas | $4.3 billion |
| Alamo Advisors, LP | San Antonio | $3.9 billion |
| Frost Investment Services | San Antonio | $3.7 billion |
| Retirement Planners of America | Plano | $3.6 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Texas Capital Bank Private Wealth Advisors on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.texascapitalbank.com/etf-funds-management
- Wealth management firms in Texas
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.