SEC-registered wealth management firm Broker-dealer affiliated
Strategic Wealth Group
As of its Form ADV filed June 11, 2026, Strategic Wealth Group, an SEC-registered, broker-dealer affiliated wealth management firm in Eden Prairie, Minnesota, reported $1.5 billion in regulatory assets under management across 6,600 accounts, ranking #26 among all wealth firms in Minnesota by assets.
Registration
- Main office
- Eden Prairie, MN
- Registration
- SEC-registered, Approved
- CRD number
- 284430
- SEC file number
- 801-108208
- Registered since
- August 2, 2016
- Latest Form ADV filing
- June 11, 2026
- Legal name
- STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 7
Key figures
- Regulatory assets under management
- $1.5 billion
- Discretionary
- $1.5 billion (100.0%)
- Non-discretionary
- $0
- Accounts
- 6,600 (6,600 discretionary)
- Clients
- 3,563, approximate as reported
- Employees
- 23
- Advisory staff
- 23 performing investment advisory functions
- Average account
- $232,915
- Asset growth, 1 year
- 49.4% (from $1.0 billion a year earlier)
- Asset growth, 3-year annual rate
- 25.5% (from $777.3 million three years earlier)
- Asset growth, 5-year annual rate
- 14.5% (from $780.1 million five years earlier)
- Client growth, 1 year
- 26.3% (from 2,820)
Broker-dealer affiliated. The firm is affiliated with a broker-dealer (Item 7.A(1)), at least half of its advisory staff are registered representatives of a broker-dealer (Item 5.B(2) against 5.B(1)), and its advisers manage less than $100 million each on average (5.F(2)(c) over 5.B(1)), the pattern of a broker-dealer's advisory arm rather than an adviser that owns a small broker-dealer. It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2016 | $0 |
| October 2, 2017 | $278.8 million |
| October 1, 2018 | $474.2 million |
| October 1, 2019 | $571.0 million |
| October 1, 2020 | $585.9 million |
| October 4, 2021 | $780.1 million |
| October 3, 2022 | $754.6 million |
| October 5, 2023 | $777.3 million |
| October 1, 2024 | $932.4 million |
| September 2, 2025 | $1.0 billion |
| October 2, 2026 | $1.5 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 1,177 clients | $1.1 billion | |
| Individuals (other than high net worth) 2,347 clients | $460.5 million | |
| Pension and profit sharing plans 17 clients | $12.0 million | |
| Charitable organizations 7 clients | $8.2 million | |
| Corporations or other businesses 9 clients | $3.1 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Broker-dealer
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 23
- Also registered through a broker-dealer
- 20
- Employees who are IARs (Form ADV 5.B(3))
- 23
Designations held by the firm's IARs: CFP 13.
23 of the firm's 23 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Minnesota
| Firm | City | RAUM |
|---|---|---|
| Isc Financial Advisors | Albert Lea | $1.6 billion |
| Midwest Financial Partners | St. Cloud | $1.5 billion |
| Pine Grove Financial Group | Woodbury | $1.5 billion |
| Redhawk Wealth Advisors, Inc. | Minneapolis | $1.5 billion |
| Affiance Financial LLC | St. Louis Park | $1.4 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Strategic Wealth Group on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: strategicwg.net
- Wealth management firms in Minnesota
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.