SEC-registered wealth management firm Broker-dealer affiliated
Larimer Capital Corporation
As of its Form ADV filed March 4, 2026, Larimer Capital Corporation, an SEC-registered, broker-dealer affiliated wealth management firm in Denver, Colorado, reported $169.9 million in regulatory assets under management across 330 accounts, ranking #173 among all wealth firms in Colorado by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 18189
- SEC file number
- 801-29070
- Registered since
- December 1, 1986
- Latest Form ADV filing
- March 4, 2026
- Legal name
- LARIMER CAPITAL CORP
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $169.9 million
- Discretionary
- $169.9 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 330 (330 discretionary)
- Clients
- 101, approximate as reported
- Employees
- 4
- Advisory staff
- 2 performing investment advisory functions
- Average account
- $514,911
- Asset growth, 1 year
- 8.8% (from $156.2 million a year earlier)
- Asset growth, 3-year annual rate
- -1.9% (from $179.9 million three years earlier)
- Asset growth, 5-year annual rate
- -1.7% (from $185.5 million five years earlier)
- Client growth, 1 year
- -17.9% (from 123)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $169.8 million |
| October 3, 2011 | $143.2 million |
| October 1, 2012 | $145.2 million |
| October 1, 2013 | $155.5 million |
| October 1, 2014 | $148.9 million |
| October 1, 2015 | $142.2 million |
| October 3, 2016 | $143.4 million |
| October 2, 2017 | $148.1 million |
| October 1, 2018 | $152.8 million |
| October 1, 2019 | $149.9 million |
| October 1, 2020 | $185.2 million |
| October 4, 2021 | $185.5 million |
| October 3, 2022 | $203.1 million |
| October 5, 2023 | $179.9 million |
| October 1, 2024 | $150.7 million |
| September 2, 2025 | $156.2 million |
| October 2, 2026 | $169.9 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 45 clients | $156.4 million | |
| Individuals (other than high net worth) 56 clients | $13.5 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting
Financial planning clients (Item 5.H): 251-500.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Registered representative of a broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 2
- Also registered through a broker-dealer
- 2
- Employees who are IARs (Form ADV 5.B(3))
- 2
Designations held by the firm's IARs: CFP 1.
2 of the firm's 2 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Colorado
| Firm | City | RAUM |
|---|---|---|
| Cohesion Wealth Management, LLC | Broomfield | $171.0 million |
| West End Wealth Management, LLC | Denver | $170.4 million |
| Zeit Capital Advisors | Greenwood Village | $170.1 million |
| Planwiser Financial | Colorado Springs | $169.1 million |
| Rigden Capital Strategies | Englewood | $168.9 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Larimer Capital Corporation on IAPD: Form ADV, brochures and disclosure detail.
- Wealth management firms in Colorado
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.