SEC-registered independent wealth management RIA
Lyons Wealth Management
As of its Form ADV filed April 1, 2026, Lyons Wealth Management, an SEC-registered independent wealth management RIA in Winter Park, Florida, reported $109.1 million in regulatory assets under management across 112 accounts, ranking #536 among independent RIAs in Florida by assets.
Registration
- Main office
- Winter Park, FL
- Registration
- SEC-registered, Approved
- CRD number
- 150581
- SEC file number
- 801-70437
- Registered since
- July 28, 2009
- Latest Form ADV filing
- April 1, 2026
- Legal name
- LYONS WEALTH MANAGEMENT, LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $109.1 million
- Discretionary
- $109.1 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 112 (112 discretionary)
- Clients
- 112, approximate as reported
- Employees
- 4
- Advisory staff
- 3 performing investment advisory functions
- Average account
- $974,301
- Asset growth, 1 year
- -14.1% (from $127.0 million a year earlier)
- Asset growth, 3-year annual rate
- -15.4% (from $180.5 million three years earlier)
- Asset growth, 5-year annual rate
- 1.9% (from $99.2 million five years earlier)
- Client growth, 1 year
- -78.2% (from 514)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Florida | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #7,608 | #536 | $109.1 million |
| Fastest-growing independent RIAs over one year | #6,648 | #472 | -14.1%from $127.0 million |
| Fastest-growing independent RIAs over three years | #5,457 | #351 | -15.4%from $180.5 million |
| Independent RIAs with the most clients | #8,251 | #518 | 112 |
| Independent RIAs with the fastest client growth over one year | #5,859 | #370 | -78.2%from 514 |
| Independent RIAs with the most accounts | #10,825 | #737 | 112 |
| Independent RIAs with the most advisory staff | #4,542 | #289 | 3 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $242.5 million |
| October 3, 2011 | $225.0 million |
| October 1, 2012 | $439.5 million |
| October 1, 2013 | $160.8 million |
| October 1, 2014 | $207.6 million |
| October 1, 2015 | $260.9 million |
| October 3, 2016 | $234.4 million |
| October 2, 2017 | $199.5 million |
| October 1, 2018 | $185.4 million |
| October 1, 2019 | $154.8 million |
| October 1, 2020 | $95.1 million |
| October 4, 2021 | $99.2 million |
| October 3, 2022 | $174.2 million |
| October 5, 2023 | $180.5 million |
| October 1, 2024 | $159.7 million |
| September 2, 2025 | $127.0 million |
| October 2, 2026 | $109.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 106 clients | $83.1 million | |
| Investment companies 1 client | $17.9 million | |
| Pooled investment vehicles 1 client | $4.8 million | |
| Pension and profit sharing plans 4 clients | $3.4 million |
How the firm is paid
- A percentage of assets under management
- Performance-based fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Financial planning clients (Item 5.H): 11-25.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Registered representative of a broker-dealer
- Commodity pool operator or commodity trading advisor
Financial industry affiliations (Item 7.A)
- Other investment adviser
- Commodity pool operator or commodity trading advisor
Advises 1 private fund (Item 7.B).
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 4
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 3
4 of the firm's 4 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Jake Carris Financial Planning | Orlando | $109.7 million |
| Capstone Wealth Management Corp. | Lakeland | $109.4 million |
| Ingram Advisory Services, LLC | Winter Haven | $109.3 million |
| Toams Financial | Jacksonville | $108.8 million |
| Eden Capital Management, LLC | Bradenton | $108.7 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Lyons Wealth Management on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.lyonswealth.com
- Independent RIAs in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.