SEC-registered independent wealth management RIA
Gunn Wealth Management LLC
As of its Form ADV filed September 10, 2026, Gunn Wealth Management LLC, an SEC-registered independent wealth management RIA in Delaware, reported $24.0 million in regulatory assets under management across 100 accounts, ranking #32 among independent RIAs in Delaware by assets.
Registration
- Main office
- DE
- Registration
- SEC-registered, Approved
- CRD number
- 131720
- SEC file number
- 801-118932
- Registered since
- June 19, 2020
- Latest Form ADV filing
- September 10, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- June
- Other offices
- 0
Key figures
- Regulatory assets under management
- $24.0 million
- Discretionary
- $24.0 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 100 (100 discretionary)
- Clients
- 200, approximate as reported
- Employees
- 1
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $240,000
- Asset growth, 1 year
- 4.3% (from $23.0 million a year earlier)
- Asset growth, 3-year annual rate
- 4.6% (from $21.0 million three years earlier)
- Asset growth, 5-year annual rate
- 8.4% (from $16.0 million five years earlier)
- Client growth, 1 year
- 0.0% (from 200)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Delaware | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #13,114 | #32 | $24.0 million |
| Independent RIAs with the biggest asset gains over one year | #6,729 | #19 | $1.0 million |
| Independent RIAs with the most clients | #5,527 | #16 | 200 |
| Independent RIAs with the fastest client growth over one year | #4,062 | #11 | 0.0%from 200 |
| Independent RIAs with the most accounts | #11,255 | #27 | 100 |
| Independent RIAs with the most advisory staff | #10,188 | #26 | 1 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2020 | $10.0 million |
| October 4, 2021 | $16.0 million |
| October 3, 2022 | $21.0 million |
| October 5, 2023 | $21.0 million |
| October 1, 2024 | $23.0 million |
| September 2, 2025 | $23.0 million |
| October 2, 2026 | $24.0 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 100 clients | $24.0 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars or workshops
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Delaware
| Firm | City | RAUM |
|---|---|---|
| Ajp Financial Services, LLC | Wilmington | $25.9 million |
| Kendall James Advisors | Hockessin | $23.9 million |
| Q(x) Branch Reserve Investments LLC | Wilmington | $21.9 million |
| Annova LLC | Wilmington | $19.7 million |
| CSG Financial | Dover | $15.8 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Gunn Wealth Management LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.gunnwealthmanagement.com
- Independent RIAs in Delaware
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.