SEC-registered wealth management firm Broker-dealer affiliated
Geneos Wealth Management, Inc.
As of its Form ADV filed April 10, 2026, Geneos Wealth Management, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Englewood, Colorado, reported $9.2 billion in regulatory assets under management across 33,378 accounts, ranking #3 among all wealth firms in Colorado by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 120894
- SEC file number
- 801-62331
- Registered since
- August 20, 2003
- Latest Form ADV filing
- April 10, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 113
Key figures
- Regulatory assets under management
- $9.2 billion
- Discretionary
- $9.2 billion (100.0%)
- Non-discretionary
- $4.2 million
- Accounts
- 33,378 (33,373 discretionary)
- Clients
- 21,807, approximate as reported
- Employees
- 200
- Advisory staff
- 200 performing investment advisory functions
- Average account
- $276,145
- Asset growth, 1 year
- 64.7% (from $5.6 billion a year earlier)
- Asset growth, 3-year annual rate
- 25.7% (from $4.6 billion three years earlier)
- Asset growth, 5-year annual rate
- 15.0% (from $4.6 billion five years earlier)
- Client growth, 1 year
- 53.0% (from 14,252)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $843.3 million |
| October 3, 2011 | $729.1 million |
| October 1, 2012 | $771.5 million |
| October 1, 2013 | $1.1 billion |
| October 1, 2014 | $1.7 billion |
| October 1, 2015 | $1.9 billion |
| October 3, 2016 | $2.0 billion |
| October 2, 2017 | $2.6 billion |
| October 1, 2018 | $3.0 billion |
| October 1, 2019 | $3.3 billion |
| October 1, 2020 | $3.7 billion |
| October 4, 2021 | $4.6 billion |
| October 3, 2022 | $4.6 billion |
| October 5, 2023 | $4.6 billion |
| October 1, 2024 | $5.2 billion |
| September 2, 2025 | $5.6 billion |
| October 2, 2026 | $9.2 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 20,649 clients | $7.9 billion | |
| High net worth individuals 618 clients | $1.1 billion | |
| Corporations or other businesses 257 clients | $147.7 million | |
| Charitable organizations 144 clients | $63.1 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting
- Selection of other advisers
- Educational seminars or workshops
Financial planning clients (Item 5.H): 101-250.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Accountant or accounting firm
- Lawyer or law firm
- Insurance company or agency
- Pension consultant
- Real estate broker, dealer or agent
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 193
- Also registered through a broker-dealer
- 190
- Employees who are IARs (Form ADV 5.B(3))
- 200
Designations held by the firm's IARs: CFP 47, ChFC 16, CFA 2.
Between 38 and 181 of the firm's 193 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 5 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Colorado
| Firm | City | RAUM |
|---|---|---|
| Elevation Point Wealth Partners, LLC | Denver | $8.3 billion |
| Aspen Grove Capital, LLC | Avon | $6.7 billion |
| Western Wealth Management LLC | Golden | $5.4 billion |
| JFG Family Office | Denver | $4.5 billion |
| Bok Financial Private Wealth, Inc. | Denver | $3.7 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Geneos Wealth Management, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.geneoswealth.com
- Wealth management firms in Colorado
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.