SEC-registered wealth management firm Broker-dealer affiliated
Amerant Investments, Inc.
As of its Form ADV filed April 22, 2026, Amerant Investments, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Coral Gables, Florida, reported $782.4 million in regulatory assets under management across 1,296 accounts, ranking #108 among all wealth firms in Florida by assets.
Registration
- Main office
- Coral Gables, FL
- Registration
- SEC-registered, Approved
- CRD number
- 117284
- SEC file number
- 801-61889
- Registered since
- August 9, 2002
- Latest Form ADV filing
- April 22, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 7
Key figures
- Regulatory assets under management
- $782.4 million
- Discretionary
- $482.0 million (61.6%)
- Non-discretionary
- $300.4 million
- Accounts
- 1,296 (992 discretionary)
- Clients
- 1,297, approximate as reported
- Employees
- 35
- Advisory staff
- 22 performing investment advisory functions
- Average account
- $603,693
- Asset growth, 1 year
- 13.7% (from $688.2 million a year earlier)
- Asset growth, 3-year annual rate
- 9.2% (from $601.0 million three years earlier)
- Asset growth, 5-year annual rate
- 7.9% (from $533.8 million five years earlier)
- Client growth, 1 year
- 84.0% (from 705)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $153.6 million |
| October 3, 2011 | $246.2 million |
| October 1, 2012 | $242.6 million |
| October 1, 2013 | $325.3 million |
| October 1, 2014 | $416.3 million |
| October 1, 2015 | $466.8 million |
| October 3, 2016 | $445.1 million |
| October 2, 2017 | $389.9 million |
| October 1, 2018 | $405.2 million |
| October 1, 2019 | $385.8 million |
| October 1, 2020 | $450.9 million |
| October 4, 2021 | $533.8 million |
| October 3, 2022 | $594.7 million |
| October 5, 2023 | $601.0 million |
| October 1, 2024 | $632.8 million |
| September 2, 2025 | $688.2 million |
| October 2, 2026 | $782.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Corporations or other businesses 299 clients | $341.3 million | |
| High net worth individuals 143 clients | $268.2 million | |
| Individuals (other than high net worth) 841 clients | $139.4 million | |
| Pooled investment vehicles 1 client | $26.8 million | |
| Charitable organizations 13 clients | $6.6 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
Financial industry affiliations (Item 7.A)
- Banking or thrift institution
- Trust company
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 21
- Also registered through a broker-dealer
- 21
- Employees who are IARs (Form ADV 5.B(3))
- 22
Designations held by the firm's IARs: CFP 1.
21 of the firm's 21 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Psi Advisors, LLC | Tampa | $800.9 million |
| Fortress Wealth Planning | Jacksonville Beach | $793.9 million |
| Augustine Asset Management Inc | Jacksonville | $783.3 million |
| Portfolio Medics, LLC | Bonita Springs | $780.5 million |
| Benchmark Financial Wealth Advisors LLC | Boca Raton | $766.1 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Amerant Investments, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.amerantinvestments.com
- Wealth management firms in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.