City
Wealth management firms in Fort Mill, South Carolina
As of October 2, 2026, 7 wealth management firms, including broker-dealer firms, with their main office in Fort Mill, South Carolina reported $844.3 billion in regulatory assets under management; the largest by assets was LPL Financial LLC, with $819.1 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 7
- Regulatory assets under management
- $844.3 billion
- Average per firm
- $120.6 billion
- SEC-registered, of those listed
- 4 of 7 (57.1%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | LPL Financial LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $819.1 billion | 2,850,994 |
| 2 | LPL Enterprise, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $24.9 billion | 139,192 |
| 3 | Intentional | SEC | $175.8 million | 395 |
| 4 | Macaulay & Associates, LLC | State | $81.3 million | 337 |
| 5 | Asset Investment Solutions, LLC | State | $0 | 0 |
| 6 | Auranser Inc. | SEC | $0 | 0 |
| 7 | Harvest Financial Planning, LLC | State | $0 | 0 |
Wealth management firms in South Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.